PGIM US Large-Cap Buffer 12 ETF - September
SEPP
10 hedge funds and large institutions have $12.3M invested in PGIM US Large-Cap Buffer 12 ETF - September in 2025 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 2 closing their positions.
67% more capital invested
Capital invested by funds: $7.36M → $12.3M (+$4.9M)
50% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 2
24.05% more ownership
Funds ownership: 63.03% → 87.08% (+24%)
0% more funds holding
Funds holding: 10 → 10 (0)
0% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Prudential Financial
Newark,
New Jersey
|
+$2.71M |
| 2 |
AAS
Ameritas Advisory Services
Lincoln,
Nebraska
|
+$2.43M |
| 3 |
KAS
Kestra Advisory Services
Austin,
Texas
|
+$155K |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$89.2K |
| 5 |
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
+$4.62K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$284K |
| 2 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$272K |
| 3 |
SWM
Spire Wealth Management
Mclean,
Virginia
|
-$121K |
| 4 |
DFA
DHJJ Financial Advisors
Naperville,
Illinois
|
-$31.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Prudential Financial
Newark,
New Jersey
| $8.36M | +$2.71M | +89,597 | +49% |
|
|
AAS
2
Ameritas Advisory Services
Lincoln,
Nebraska
| $2.46M | +$2.43M | +80,489 | New |
|
|
3
Commonwealth Equity Services
Waltham,
Massachusetts
| $709K | +$89.2K | +2,953 | +15% |
|
|
SA
4
Sanctuary Advisors
Indianapolis,
Indiana
| $259K | – | – | – |
|
|
KAS
5
Kestra Advisory Services
Austin,
Texas
| $157K | +$155K | +5,134 | New |
|
|
SPIA
6
Steward Partners Investment Advisory
New York
| $113K | – | – | – |
|
|
7
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $97.1K | +$4.62K | +153 | +5% |
|
|
DFA
8
DHJJ Financial Advisors
Naperville,
Illinois
| $75.2K | -$31.1K | -1,030 | -30% |
|
|
HI
9
Harbour Investments
Madison,
Wisconsin
| $12.2K | – | – | – |
|
|
10
Royal Bank of Canada
Toronto,
Ontario, Canada
| $11K | -$284K | -9,417 | -96% |
|
|
OMC
11
Old Mission Capital
Chicago,
Illinois
| – | -$272K | -9,069 | Closed |
|
|
SWM
12
Spire Wealth Management
Mclean,
Virginia
| – | -$121K | -4,046 | Closed |
|
SEPP Hedge Fund Activity: Q4 2025 in Review
10 of the 8,238 institutional investors tracked by Wall St. Rank reported a position in PGIM US Large-Cap Buffer 12 ETF - September (SEPP) for Q4 2025, worth a combined $12.3M — up 67% from $7.36M a quarter earlier.
Fund positioning in SEPP was balanced in Q4 2025: 2 funds opened new positions, 2 closed out, 3 added to existing stakes and 2 trimmed.
The largest buyer was Prudential Financial, adding an estimated $2.71M. The largest seller was Royal Bank of Canada, cutting an estimated $284K.
- 10 institutional investors held PGIM US Large-Cap Buffer 12 ETF - September (SEPP) as of Q4 2025, unchanged from Q3 2025.
- Funds reported $12.3M of PGIM US Large-Cap Buffer 12 ETF - September stock for Q4 2025, up 67% quarter-over-quarter.
- 2 funds opened new PGIM US Large-Cap Buffer 12 ETF - September positions in Q4 2025 and 2 closed out, a net change of 0 holders.
- The largest PGIM US Large-Cap Buffer 12 ETF - September buyer in Q4 2025 was Prudential Financial, an estimated $2.71M added.
- The largest PGIM US Large-Cap Buffer 12 ETF - September seller in Q4 2025 was Royal Bank of Canada, an estimated $284K sold.
Based on aggregated 13F filings for Q4 2025.