Royal Bank of Canada
SEPP

Royal Bank of Canada’s PGIM US Large-Cap Buffer 12 ETF - September SEPP Stock Holding History

Royal Bank of Canada’s Portfolio SEPP Stock Details SEPP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$118K Buy
3,940
+3,595
+1,042% +$110K ﹤0.01% 5033
2025
Q4 		$11K Sell
345
-9,417
-96% -$284K ﹤0.01% 6388
2025
Q3 		$292K Buy
9,762
+5,421
+125% +$158K ﹤0.01% 4843
2025
Q2 		$123K Buy
4,341
+3,699
+576% +$98.9K ﹤0.01% 5509
2025
Q1 		$17K Sell
642
-2,557
-80% -$69.1K ﹤0.01% 5985
2024
Q4 		$86K Buy
3,199
+2,985
+1,395% +$79.9K ﹤0.01% 5423
2024
Q3 		$6K Buy
+214
New +$5.51K ﹤0.01% 6475

Other funds holding SEPP

Prudential Financial
Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return
AAS
Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
DFA
DHJJ Financial Advisors Naperville, Illinois $347M AUM 22.07% 1-Year Est. Return

Royal Bank of Canada's SEPP Position: Q1 2026 in Review

Royal Bank of Canada increased its PGIM US Large-Cap Buffer 12 ETF - September (SEPP) stake by 1,042% in Q1 2026, buying an estimated $110K and bringing the position to 3,940 shares worth $118K. The position accounts for ﹤0.01% of the portfolio, ranked #5033.

Royal Bank of Canada first reported a position in SEPP in Q3 2024 and has held it in 7 quarters since. The position peaked at $292K in Q3 2025. 9 funds tracked by Wall St. Rank hold SEPP as of Q1 2026.

  • Royal Bank of Canada held 3,940 shares of PGIM US Large-Cap Buffer 12 ETF - September worth $118K as of Q1 2026.
  • Royal Bank of Canada bought 3,595 PGIM US Large-Cap Buffer 12 ETF - September shares in Q1 2026, an estimated $110K.
  • PGIM US Large-Cap Buffer 12 ETF - September made up ﹤0.01% of Royal Bank of Canada's portfolio in Q1 2026, its #5033 holding.
  • Royal Bank of Canada first reported a position in PGIM US Large-Cap Buffer 12 ETF - September in Q3 2024 and has held it in 7 quarters since.
  • Royal Bank of Canada's PGIM US Large-Cap Buffer 12 ETF - September position peaked at $292K in Q3 2025.
  • 9 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - September as of Q1 2026.

Based on Royal Bank of Canada's 13F filing for Q1 2026, filed 15 May 2026.