Prudential Financial’s PGIM US Large-Cap Buffer 12 ETF - September SEPP Stock Holding History

Prudential Financial’s Portfolio SEPP Stock Details SEPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$11.3M	Buy	375,538 +102,305	+37%	+$3.13M	0.01%	581
2025 Q4	$8.36M	Buy	273,233 +89,597	+49%	+$2.71M	0.01%	702
2025 Q3	$5.5M	Buy	183,636 +51,841	+39%	+$1.51M	0.01%	878
2025 Q2	$3.72M	Buy	131,795 +17,135	+15%	+$458K	﹤0.01%	1080
2025 Q1	$3.02M	Buy	114,660 +36,036	+46%	+$973K	﹤0.01%	1094
2024 Q4	$2.11M	Buy	78,624 +18,018	+30%	+$482K	﹤0.01%	1283
2024 Q3	$1.6M	Buy	60,606 +4,095	+7%	+$106K	﹤0.01%	1633
2024 Q2	$1.44M	Buy	+56,511	New	+$1.43M	﹤0.01%	1625

Other funds holding SEPP

AAS

Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

DFA

DHJJ Financial Advisors Naperville, Illinois $302M AUM 16.88% 1-Year Est. Return

Prudential Financial's SEPP Position: Q1 2026 in Review

Prudential Financial increased its PGIM US Large-Cap Buffer 12 ETF - September (SEPP) stake by 37% in Q1 2026, buying an estimated $3.13M and bringing the position to 375,538 shares worth $11.3M. The position accounts for 0.01% of the portfolio, ranked #581.

Prudential Financial first reported a position in SEPP in Q2 2024 and has held it in 8 quarters since. 9 funds tracked by Wall St. Rank hold SEPP as of Q1 2026.

Prudential Financial held 375,538 shares of PGIM US Large-Cap Buffer 12 ETF - September worth $11.3M as of Q1 2026.
Prudential Financial bought 102,305 PGIM US Large-Cap Buffer 12 ETF - September shares in Q1 2026, an estimated $3.13M.
PGIM US Large-Cap Buffer 12 ETF - September made up 0.01% of Prudential Financial's portfolio in Q1 2026, its #581 holding.
Prudential Financial first reported a position in PGIM US Large-Cap Buffer 12 ETF - September in Q2 2024 and has held it in 8 quarters since.
9 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - September as of Q1 2026.

Based on Prudential Financial's 13F filing for Q1 2026, filed 13 May 2026.