Old Mission Capital’s PGIM US Large-Cap Buffer 12 ETF - September SEPP Stock Holding History

Old Mission Capital’s Portfolio SEPP Stock Details SEPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-14,169	Closed	-$425K	–	1404
2026 Q1	$425K	Buy	+14,169	New	+$434K	0.01%	779
2025 Q4	–	Sell	-9,069	Closed	-$272K	–	1322
2025 Q3	$272K	Sell	9,069 -5,145	-36%	-$150K	0.01%	910
2025 Q2	$402K	Buy	14,214 +3,178	+29%	+$84.9K	0.01%	798
2025 Q1	$291K	Buy	+11,036	New	+$298K	﹤0.01%	780
2024 Q4	–	Sell	-17,247	Closed	-$455K	–	1252
2024 Q3	$455K	Buy	+17,247	New	+$444K	0.01%	791

Other funds holding SEPP

Prudential Financial Newark, New Jersey $91.8B AUM 38.24% 1-Year Est. Return

AAS

Ameritas Advisory Services Lincoln, Nebraska $4.96B AUM 27.52% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 29.84% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

DFA

DHJJ Financial Advisors Naperville, Illinois $347M AUM 22.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Old Mission Capital's SEPP Position: Q2 2026 in Review

Old Mission Capital sold out of PGIM US Large-Cap Buffer 12 ETF - September (SEPP) in Q2 2026, closing a stake of 14,169 shares — an estimated $425K sold.

Old Mission Capital first reported a position in SEPP in Q3 2024 and held it in 5 quarters. The position peaked at $455K in Q3 2024. 9 funds tracked by Wall St. Rank hold SEPP as of Q2 2026.

Old Mission Capital reported no remaining PGIM US Large-Cap Buffer 12 ETF - September position as of Q2 2026 after selling out during the quarter.
Old Mission Capital sold 14,169 PGIM US Large-Cap Buffer 12 ETF - September shares in Q2 2026, an estimated $425K.
Old Mission Capital first reported a position in PGIM US Large-Cap Buffer 12 ETF - September in Q3 2024 and held it in 5 quarters.
Old Mission Capital's PGIM US Large-Cap Buffer 12 ETF - September position peaked at $455K in Q3 2024.
9 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - September as of Q2 2026.

Based on Old Mission Capital's 13F filing for Q2 2026, filed 14 Aug 2026.