PGIM US Large-Cap Buffer 12 ETF - September
SEPP
10 hedge funds and large institutions have $7.36M invested in PGIM US Large-Cap Buffer 12 ETF - September in 2025 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and 1 closing their positions.
300% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 1
100% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 2
58% more capital invested
Capital invested by funds: $4.65M → $7.36M (+$2.71M)
43% more funds holding
Funds holding: 7 → 10 (+3)
2.06% more ownership
Funds ownership: 60.97% → 63.03% (+2.1%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Prudential Financial
Newark,
New Jersey
|
+$1.51M |
| 2 |
SA
Sanctuary Advisors
Indianapolis,
Indiana
|
+$247K |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$231K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$158K |
| 5 |
SWM
Spire Wealth Management
Mclean,
Virginia
|
+$118K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$150K |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$19.5K |
| 3 |
HI
Harbour Investments
Madison,
Wisconsin
|
-$14.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Prudential Financial
Newark,
New Jersey
| $5.5M | +$1.51M | +51,841 | +39% |
|
|
2
Commonwealth Equity Services
Waltham,
Massachusetts
| $605K | +$231K | +7,934 | +65% |
|
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $292K | +$158K | +5,421 | +125% |
|
|
OMC
4
Old Mission Capital
Chicago,
Illinois
| $272K | -$150K | -5,145 | -36% |
|
|
SA
5
Sanctuary Advisors
Indianapolis,
Indiana
| $254K | +$247K | +8,476 | New |
|
|
SWM
6
Spire Wealth Management
Mclean,
Virginia
| $121K | +$118K | +4,046 | New |
|
|
SPIA
7
Steward Partners Investment Advisory
New York
| $111K | +$108K | +3,698 | New |
|
|
DFA
8
DHJJ Financial Advisors
Naperville,
Illinois
| $104K | +$89.8K | +3,087 | +772% |
|
9
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $90.4K | +$87.8K | +3,019 | New |
|
|
HI
10
Harbour Investments
Madison,
Wisconsin
| $12K | -$14.5K | -500 | -56% |
|
|
11
UBS Group
Zurich,
Switzerland
| – | -$19.5K | -691 | Closed |
|
SEPP Hedge Fund Activity: Q3 2025 in Review
10 of the 7,620 institutional investors tracked by Wall St. Rank reported a position in PGIM US Large-Cap Buffer 12 ETF - September (SEPP) for Q3 2025, worth a combined $7.36M — up 58% from $4.65M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new SEPP positions and 1 closed out — a net gain of 3 holders — while 4 added to existing stakes and 2 trimmed.
The largest buyer was Prudential Financial, adding an estimated $1.51M. The largest seller was Old Mission Capital, cutting an estimated $150K.
- 10 institutional investors held PGIM US Large-Cap Buffer 12 ETF - September (SEPP) as of Q3 2025, up from 7 in Q2 2025.
- Funds reported $7.36M of PGIM US Large-Cap Buffer 12 ETF - September stock for Q3 2025, up 58% quarter-over-quarter.
- 4 funds opened new PGIM US Large-Cap Buffer 12 ETF - September positions in Q3 2025 and 1 closed out, a net change of +3 holders.
- The largest PGIM US Large-Cap Buffer 12 ETF - September buyer in Q3 2025 was Prudential Financial, an estimated $1.51M added.
- The largest PGIM US Large-Cap Buffer 12 ETF - September seller in Q3 2025 was Old Mission Capital, an estimated $150K sold.
Based on aggregated 13F filings for Q3 2025.