UBS Group
SEPP

UBS Group’s PGIM US Large-Cap Buffer 12 ETF - September SEPP Stock Holding History

UBS Group’s Portfolio SEPP Stock Details SEPP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-691
Closed -$19.5K – 11098
2025
Q2 		$19.5K Buy
+691
New +$18.5K ﹤0.01% 8462

Other funds holding SEPP

Prudential Financial
Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
SWM
Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return
DFA
DHJJ Financial Advisors Naperville, Illinois $302M AUM 16.88% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

UBS Group's SEPP Position: Q3 2025 in Review

UBS Group sold out of PGIM US Large-Cap Buffer 12 ETF - September (SEPP) in Q3 2025, closing a stake of 691 shares — an estimated $19.5K sold.

UBS Group first reported a position in SEPP in Q2 2025 and held it in 1 quarter. The position peaked at $19.5K in Q2 2025. 10 funds tracked by Wall St. Rank hold SEPP as of Q3 2025.

  • UBS Group reported no remaining PGIM US Large-Cap Buffer 12 ETF - September position as of Q3 2025 after selling out during the quarter.
  • UBS Group sold 691 PGIM US Large-Cap Buffer 12 ETF - September shares in Q3 2025, an estimated $19.5K.
  • UBS Group first reported a position in PGIM US Large-Cap Buffer 12 ETF - September in Q2 2025 and held it in 1 quarter.
  • UBS Group's PGIM US Large-Cap Buffer 12 ETF - September position peaked at $19.5K in Q2 2025.
  • 10 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - September as of Q3 2025.

Based on UBS Group's 13F filing for Q3 2025, filed 13 Nov 2025.