UBS Group
SEPP

UBS Group’s PGIM US Large-Cap Buffer 12 ETF - September SEPP Stock Holding History

UBS Group’s Portfolio SEPP Stock Details SEPP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$650 Buy
+20
New +$636 ﹤0.01% 9774
2025
Q3 		– Sell
-691
Closed -$19.5K – 11098
2025
Q2 		$19.5K Buy
+691
New +$18.5K ﹤0.01% 8462

Other funds holding SEPP

Prudential Financial
Prudential Financial Newark, New Jersey $91.8B AUM 38.24% 1-Year Est. Return
AAS
Ameritas Advisory Services Lincoln, Nebraska $4.96B AUM 27.52% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 29.84% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
DFA
DHJJ Financial Advisors Naperville, Illinois $347M AUM 22.07% 1-Year Est. Return

UBS Group's SEPP Position: Q2 2026 in Review

UBS Group opened a new position in PGIM US Large-Cap Buffer 12 ETF - September (SEPP) in Q2 2026: 20 shares worth $650. The stake represents ﹤0.01% of the portfolio and ranks #9774 among its holdings. This is a return to the name: UBS Group previously reported a position in SEPP as recently as Q2 2025.

UBS Group first reported a position in SEPP in Q2 2025 and has held it in 2 quarters since. The position peaked at $19.5K in Q2 2025. 9 funds tracked by Wall St. Rank hold SEPP as of Q2 2026.

  • UBS Group held 20 shares of PGIM US Large-Cap Buffer 12 ETF - September worth $650 as of Q2 2026.
  • PGIM US Large-Cap Buffer 12 ETF - September was a new UBS Group position in Q2 2026.
  • PGIM US Large-Cap Buffer 12 ETF - September made up ﹤0.01% of UBS Group's portfolio in Q2 2026, its #9774 holding.
  • UBS Group first reported a position in PGIM US Large-Cap Buffer 12 ETF - September in Q2 2025 and has held it in 2 quarters since.
  • UBS Group's PGIM US Large-Cap Buffer 12 ETF - September position peaked at $19.5K in Q2 2025.
  • 9 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - September as of Q2 2026.

Based on UBS Group's 13F filing for Q2 2026, filed 13 Aug 2026.