SPIA
SEPP

Steward Partners Investment Advisory’s PGIM US Large-Cap Buffer 12 ETF - September SEPP Stock Holding History

Steward Partners Investment Advisory’s Portfolio SEPP Stock Details SEPP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$167K Buy
5,569
+1,871
+51% +$57.3K ﹤0.01% 2104
2025
Q4 		$113K Hold
3,698
– – ﹤0.01% 2226
2025
Q3 		$111K Buy
+3,698
New +$108K ﹤0.01% 2172

Other funds holding SEPP

Prudential Financial
Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return
AAS
Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
DFA
DHJJ Financial Advisors Naperville, Illinois $347M AUM 22.07% 1-Year Est. Return

Steward Partners Investment Advisory's SEPP Position: Q1 2026 in Review

Steward Partners Investment Advisory increased its PGIM US Large-Cap Buffer 12 ETF - September (SEPP) stake by 51% in Q1 2026, buying an estimated $57.3K and bringing the position to 5,569 shares worth $167K. The position accounts for ﹤0.01% of the portfolio, ranked #2104.

Steward Partners Investment Advisory first reported a position in SEPP in Q3 2025 and has held it in 3 quarters since. 9 funds tracked by Wall St. Rank hold SEPP as of Q1 2026.

  • Steward Partners Investment Advisory held 5,569 shares of PGIM US Large-Cap Buffer 12 ETF - September worth $167K as of Q1 2026.
  • Steward Partners Investment Advisory bought 1,871 PGIM US Large-Cap Buffer 12 ETF - September shares in Q1 2026, an estimated $57.3K.
  • PGIM US Large-Cap Buffer 12 ETF - September made up ﹤0.01% of Steward Partners Investment Advisory's portfolio in Q1 2026, its #2104 holding.
  • Steward Partners Investment Advisory first reported a position in PGIM US Large-Cap Buffer 12 ETF - September in Q3 2025 and has held it in 3 quarters since.
  • 9 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - September as of Q1 2026.

Based on Steward Partners Investment Advisory's 13F filing for Q1 2026, filed 8 May 2026.