Steward Partners Investment Advisory’s PGIM US Large-Cap Buffer 12 ETF - September SEPP Stock Holding History

Steward Partners Investment Advisory’s Portfolio SEPP Stock Details SEPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$159K	Sell	4,897 -672	-12%	-$21.4K	﹤0.01%	2346
2026 Q1	$167K	Buy	5,569 +1,871	+51%	+$57.3K	﹤0.01%	2104
2025 Q4	$113K	Hold	3,698	–	–	﹤0.01%	2226
2025 Q3	$111K	Buy	+3,698	New	+$108K	﹤0.01%	2172

Other funds holding SEPP

Prudential Financial Newark, New Jersey $91.8B AUM 38.24% 1-Year Est. Return

AAS

Ameritas Advisory Services Lincoln, Nebraska $4.96B AUM 27.52% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

DFA

DHJJ Financial Advisors Naperville, Illinois $347M AUM 22.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Steward Partners Investment Advisory's SEPP Position: Q2 2026 in Review

Steward Partners Investment Advisory reduced its PGIM US Large-Cap Buffer 12 ETF - September (SEPP) stake by 12% in Q2 2026, selling an estimated $21.4K and leaving 4,897 shares worth $159K. The position accounts for ﹤0.01% of the portfolio, ranked #2346.

Steward Partners Investment Advisory first reported a position in SEPP in Q3 2025 and has held it in 4 quarters since. The position peaked at $167K in Q1 2026. 9 funds tracked by Wall St. Rank hold SEPP as of Q2 2026.

Steward Partners Investment Advisory held 4,897 shares of PGIM US Large-Cap Buffer 12 ETF - September worth $159K as of Q2 2026.
Steward Partners Investment Advisory sold 672 PGIM US Large-Cap Buffer 12 ETF - September shares in Q2 2026, an estimated $21.4K.
PGIM US Large-Cap Buffer 12 ETF - September made up ﹤0.01% of Steward Partners Investment Advisory's portfolio in Q2 2026, its #2346 holding.
Steward Partners Investment Advisory first reported a position in PGIM US Large-Cap Buffer 12 ETF - September in Q3 2025 and has held it in 4 quarters since.
Steward Partners Investment Advisory's PGIM US Large-Cap Buffer 12 ETF - September position peaked at $167K in Q1 2026.
9 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - September as of Q2 2026.

Based on Steward Partners Investment Advisory's 13F filing for Q2 2026, filed 13 Aug 2026.