Commonwealth Equity Services’s PGIM US Large-Cap Buffer 12 ETF - September SEPP Stock Holding History

Commonwealth Equity Services’s Portfolio SEPP Stock Details SEPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$821K	Buy	25,246 +157	+0.6%	+$5K	﹤0.01%	2872
2026 Q1	$753K	Buy	25,089 +1,929	+8%	+$59.1K	﹤0.01%	2851
2025 Q4	$709K	Buy	23,160 +2,953	+15%	+$89.2K	﹤0.01%	2865
2025 Q3	$605K	Buy	20,207 +7,934	+65%	+$231K	﹤0.01%	3021
2025 Q2	$347K	Buy	12,273 +741	+6%	+$19.8K	﹤0.01%	3466
2025 Q1	$304K	Buy	+11,532	New	+$311K	﹤0.01%	3482

Other funds holding SEPP

Prudential Financial Newark, New Jersey $91.8B AUM 38.24% 1-Year Est. Return

AAS

Ameritas Advisory Services Lincoln, Nebraska $4.96B AUM 27.52% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 29.84% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

DFA

DHJJ Financial Advisors Naperville, Illinois $347M AUM 22.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Commonwealth Equity Services's SEPP Position: Q2 2026 in Review

Commonwealth Equity Services increased its PGIM US Large-Cap Buffer 12 ETF - September (SEPP) stake by 0.63% in Q2 2026, buying an estimated $5K and bringing the position to 25,246 shares worth $821K. The position accounts for ﹤0.01% of the portfolio, ranked #2872.

Commonwealth Equity Services first reported a position in SEPP in Q1 2025 and has held it in 6 quarters since. 9 funds tracked by Wall St. Rank hold SEPP as of Q2 2026.

Commonwealth Equity Services held 25,246 shares of PGIM US Large-Cap Buffer 12 ETF - September worth $821K as of Q2 2026.
Commonwealth Equity Services bought 157 PGIM US Large-Cap Buffer 12 ETF - September shares in Q2 2026, an estimated $5K.
PGIM US Large-Cap Buffer 12 ETF - September made up ﹤0.01% of Commonwealth Equity Services's portfolio in Q2 2026, its #2872 holding.
Commonwealth Equity Services first reported a position in PGIM US Large-Cap Buffer 12 ETF - September in Q1 2025 and has held it in 6 quarters since.
9 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - September as of Q2 2026.

Based on Commonwealth Equity Services's 13F filing for Q2 2026, filed 29 Jul 2026.