Commonwealth Equity Services
SEPP

Commonwealth Equity Services’s PGIM US Large-Cap Buffer 12 ETF - September SEPP Stock Holding History

Commonwealth Equity Services’s Portfolio SEPP Stock Details SEPP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$753K Buy
25,089
+1,929
+8% +$59.1K ﹤0.01% 2851
2025
Q4 		$709K Buy
23,160
+2,953
+15% +$89.2K ﹤0.01% 2865
2025
Q3 		$605K Buy
20,207
+7,934
+65% +$231K ﹤0.01% 3021
2025
Q2 		$347K Buy
12,273
+741
+6% +$19.8K ﹤0.01% 3466
2025
Q1 		$304K Buy
+11,532
New +$311K ﹤0.01% 3482

Other funds holding SEPP

Prudential Financial
Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return
AAS
Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
DFA
DHJJ Financial Advisors Naperville, Illinois $302M AUM 16.88% 1-Year Est. Return

Commonwealth Equity Services's SEPP Position: Q1 2026 in Review

Commonwealth Equity Services increased its PGIM US Large-Cap Buffer 12 ETF - September (SEPP) stake by 8.3% in Q1 2026, buying an estimated $59.1K and bringing the position to 25,089 shares worth $753K. The position accounts for ﹤0.01% of the portfolio, ranked #2851.

Commonwealth Equity Services first reported a position in SEPP in Q1 2025 and has held it in 5 quarters since. 9 funds tracked by Wall St. Rank hold SEPP as of Q1 2026.

  • Commonwealth Equity Services held 25,089 shares of PGIM US Large-Cap Buffer 12 ETF - September worth $753K as of Q1 2026.
  • Commonwealth Equity Services bought 1,929 PGIM US Large-Cap Buffer 12 ETF - September shares in Q1 2026, an estimated $59.1K.
  • PGIM US Large-Cap Buffer 12 ETF - September made up ﹤0.01% of Commonwealth Equity Services's portfolio in Q1 2026, its #2851 holding.
  • Commonwealth Equity Services first reported a position in PGIM US Large-Cap Buffer 12 ETF - September in Q1 2025 and has held it in 5 quarters since.
  • 9 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - September as of Q1 2026.

Based on Commonwealth Equity Services's 13F filing for Q1 2026, filed 27 Apr 2026.