PGIM US Large-Cap Buffer 12 ETF - September
SEPP
9 hedge funds and large institutions have $15.5M invested in PGIM US Large-Cap Buffer 12 ETF - September in 2026 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 2 closing their positions.
150% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 2
26% more capital invested
Capital invested by funds: $12.3M → $15.5M (+$3.23M)
6.73% more ownership
Funds ownership: 87.08% → 93.81% (+6.7%)
10% less funds holding
Funds holding: 10 → 9 (-1)
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Prudential Financial
Newark,
New Jersey
|
+$3.13M |
| 2 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$434K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$110K |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$59.1K |
| 5 |
SPIA
Steward Partners Investment Advisory
New York
|
+$57.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KAS
Kestra Advisory Services
Austin,
Texas
|
-$157K |
| 2 |
AAS
Ameritas Advisory Services
Lincoln,
Nebraska
|
-$57.9K |
| 3 |
SA
Sanctuary Advisors
Indianapolis,
Indiana
|
-$40.9K |
| 4 |
HI
Harbour Investments
Madison,
Wisconsin
|
-$12.2K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Prudential Financial
Newark,
New Jersey
| $11.3M | +$3.13M | +102,305 | +37% |
|
|
AAS
2
Ameritas Advisory Services
Lincoln,
Nebraska
| $2.36M | -$57.9K | -1,891 | -2% |
|
|
3
Commonwealth Equity Services
Waltham,
Massachusetts
| $753K | +$59.1K | +1,929 | +8% |
|
|
OMC
4
Old Mission Capital
Chicago,
Illinois
| $425K | +$434K | +14,169 | New |
|
|
SA
5
Sanctuary Advisors
Indianapolis,
Indiana
| $214K | -$40.9K | -1,334 | -16% |
|
|
SPIA
6
Steward Partners Investment Advisory
New York
| $167K | +$57.3K | +1,871 | +51% |
|
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| $118K | +$110K | +3,595 | +1,042% |
|
8
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $104K | +$8.85K | +289 | +9% |
|
|
DFA
9
DHJJ Financial Advisors
Naperville,
Illinois
| $73.7K | – | – | – |
|
|
KAS
10
Kestra Advisory Services
Austin,
Texas
| – | -$157K | -5,134 | Closed |
|
|
HI
11
Harbour Investments
Madison,
Wisconsin
| – | -$12.2K | -400 | Closed |
|
SEPP Hedge Fund Activity: Q1 2026 in Review
9 of the 8,149 institutional investors tracked by Wall St. Rank reported a position in PGIM US Large-Cap Buffer 12 ETF - September (SEPP) for Q1 2026, worth a combined $15.5M — up 26% from $12.3M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of SEPP and 1 opened new positions — a net loss of 1 holder — while 2 trimmed existing stakes and 5 added.
The largest buyer was Prudential Financial, adding an estimated $3.13M. The largest seller was Kestra Advisory Services, exiting entirely with an estimated $157K sold.
- 9 institutional investors held PGIM US Large-Cap Buffer 12 ETF - September (SEPP) as of Q1 2026, down from 10 in Q4 2025.
- Funds reported $15.5M of PGIM US Large-Cap Buffer 12 ETF - September stock for Q1 2026, up 26% quarter-over-quarter.
- 1 fund opened new PGIM US Large-Cap Buffer 12 ETF - September positions in Q1 2026 and 2 closed out, a net change of -1 holder.
- The largest PGIM US Large-Cap Buffer 12 ETF - September buyer in Q1 2026 was Prudential Financial, an estimated $3.13M added.
- The largest PGIM US Large-Cap Buffer 12 ETF - September seller in Q1 2026 was Kestra Advisory Services, an estimated $157K sold.
Based on aggregated 13F filings for Q1 2026.