DHJJ Financial Advisors’s PGIM US Large-Cap Buffer 12 ETF - September SEPP Stock Holding History

DHJJ Financial Advisors’s Portfolio SEPP Stock Details SEPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$73.7K	Hold	2,457	–	–	0.02%	330
2025 Q4	$75.2K	Sell	2,457 -1,030	-30%	-$31.1K	0.03%	317
2025 Q3	$104K	Buy	3,487 +3,087	+772%	+$89.8K	0.04%	253
2025 Q2	$11.3K	Hold	400	–	–	﹤0.01%	536
2025 Q1	$10.5K	Hold	400	–	–	﹤0.01%	505
2024 Q4	$10.7K	Hold	400	–	–	﹤0.01%	491
2024 Q3	$10.5K	Buy	+400	New	+$10.3K	﹤0.01%	493

Other funds holding SEPP

Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

AAS

Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

DHJJ Financial Advisors's SEPP Position: Q1 2026 in Review

DHJJ Financial Advisors held its PGIM US Large-Cap Buffer 12 ETF - September (SEPP) position steady in Q1 2026 at 2,457 shares worth $73.7K. The position accounts for 0.02% of the portfolio, ranked #330.

DHJJ Financial Advisors first reported a position in SEPP in Q3 2024 and has held it in 7 quarters since. The position peaked at $104K in Q3 2025. 9 funds tracked by Wall St. Rank hold SEPP as of Q1 2026.

DHJJ Financial Advisors held 2,457 shares of PGIM US Large-Cap Buffer 12 ETF - September worth $73.7K as of Q1 2026.
DHJJ Financial Advisors left its PGIM US Large-Cap Buffer 12 ETF - September share count unchanged in Q1 2026.
PGIM US Large-Cap Buffer 12 ETF - September made up 0.02% of DHJJ Financial Advisors's portfolio in Q1 2026, its #330 holding.
DHJJ Financial Advisors first reported a position in PGIM US Large-Cap Buffer 12 ETF - September in Q3 2024 and has held it in 7 quarters since.
DHJJ Financial Advisors's PGIM US Large-Cap Buffer 12 ETF - September position peaked at $104K in Q3 2025.
9 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - September as of Q1 2026.

Based on DHJJ Financial Advisors's 13F filing for Q1 2026, filed 9 Apr 2026.