SWM
SEPP

Spire Wealth Management’s PGIM US Large-Cap Buffer 12 ETF - September SEPP Stock Holding History

Spire Wealth Management’s Portfolio SEPP Stock Details SEPP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-4,046
Closed -$121K – 2502
2025
Q3 		$121K Buy
+4,046
New +$118K ﹤0.01% 929

Other funds holding SEPP

Prudential Financial
Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return
AAS
Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
DFA
DHJJ Financial Advisors Naperville, Illinois $347M AUM 22.07% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Spire Wealth Management's SEPP Position: Q4 2025 in Review

Spire Wealth Management sold out of PGIM US Large-Cap Buffer 12 ETF - September (SEPP) in Q4 2025, closing a stake of 4,046 shares — an estimated $121K sold.

Spire Wealth Management first reported a position in SEPP in Q3 2025 and held it in 1 quarter. The position peaked at $121K in Q3 2025. 10 funds tracked by Wall St. Rank hold SEPP as of Q4 2025.

  • Spire Wealth Management reported no remaining PGIM US Large-Cap Buffer 12 ETF - September position as of Q4 2025 after selling out during the quarter.
  • Spire Wealth Management sold 4,046 PGIM US Large-Cap Buffer 12 ETF - September shares in Q4 2025, an estimated $121K.
  • Spire Wealth Management first reported a position in PGIM US Large-Cap Buffer 12 ETF - September in Q3 2025 and held it in 1 quarter.
  • Spire Wealth Management's PGIM US Large-Cap Buffer 12 ETF - September position peaked at $121K in Q3 2025.
  • 10 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - September as of Q4 2025.

Based on Spire Wealth Management's 13F filing for Q4 2025, filed 14 Jan 2026.