KAS
SEPP

Kestra Advisory Services’s PGIM US Large-Cap Buffer 12 ETF - September SEPP Stock Holding History

Kestra Advisory Services’s Portfolio SEPP Stock Details SEPP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-5,134
Closed -$157K – 4473
2025
Q4 		$157K Buy
+5,134
New +$155K ﹤0.01% 3080

Other funds holding SEPP

Prudential Financial
Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return
AAS
Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
DFA
DHJJ Financial Advisors Naperville, Illinois $347M AUM 22.07% 1-Year Est. Return

Kestra Advisory Services's SEPP Position: Q1 2026 in Review

Kestra Advisory Services sold out of PGIM US Large-Cap Buffer 12 ETF - September (SEPP) in Q1 2026, closing a stake of 5,134 shares — an estimated $157K sold.

Kestra Advisory Services first reported a position in SEPP in Q4 2025 and held it in 1 quarter. The position peaked at $157K in Q4 2025. 9 funds tracked by Wall St. Rank hold SEPP as of Q1 2026.

  • Kestra Advisory Services reported no remaining PGIM US Large-Cap Buffer 12 ETF - September position as of Q1 2026 after selling out during the quarter.
  • Kestra Advisory Services sold 5,134 PGIM US Large-Cap Buffer 12 ETF - September shares in Q1 2026, an estimated $157K.
  • Kestra Advisory Services first reported a position in PGIM US Large-Cap Buffer 12 ETF - September in Q4 2025 and held it in 1 quarter.
  • Kestra Advisory Services's PGIM US Large-Cap Buffer 12 ETF - September position peaked at $157K in Q4 2025.
  • 9 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 12 ETF - September as of Q1 2026.

Based on Kestra Advisory Services's 13F filing for Q1 2026, filed 30 Apr 2026.