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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$417K +$578K +75,038 New
Walleye Capital
27
Walleye Capital
New York
$416K +$267K +34,700 +86%
PVWM
28
Point View Wealth Management
New Jersey
$341K +$18K +2,339 +4%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$337K -$5.77K -748 -1%
RJA
30
Raymond James & Associates
Florida
$332K -$91.8K -11,912 -17%
First Trust Advisors
31
First Trust Advisors
Illinois
$326K -$18.7K -2,420 -4%
GLLW
32
Graves Light Lenhart Wealth
Virginia
$320K +$23.5K +3,045 +6%
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$315K -$93.3K -12,104 -18%
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$315K +$461K +59,827 New
DADC
35
D.A. Davidson & Co
Montana
$312K +$9.49K +1,231 +2%
PAG
36
Private Advisor Group
New Jersey
$274K +$108K +14,062 +40%
Brown Advisory
37
Brown Advisory
Maryland
$267K -$243K -31,500 -40%
PC
38
Pecaut & Co
Iowa
$259K +$11.6K +1,502 +3%
AAS
39
Avantax Advisory Services
Texas
$256K -$26.1K -3,382 -7%
Truist Financial
40
Truist Financial
North Carolina
$244K +$30.8K +4,000 +10%
HA
41
Harborview Advisors
Maine
$224K +$25.5K +3,306 +9%
TFCP
42
Twin Focus Capital Partners
Massachusetts
$209K -$106K -13,800 -27%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$206K -$3.5K -454 -1%
CRC
44
Curi RMB Capital
Illinois
$195K +$270K +34,964 New
SKK
45
Shepherd Kaplan Krochuk
Massachusetts
$191K
RGC
46
Roberts, Glore & Co
Illinois
$186K +$22.4K +2,900 +9%
Thrivent Financial for Lutherans
47
Thrivent Financial for Lutherans
Minnesota
$182K +$8.12K +1,053 +3%
M&T Bank
48
M&T Bank
New York
$179K +$216 +28 +0.1%
Walleye Trading
49
Walleye Trading
New York
$179K +$66.3K +8,600 +37%
Citigroup
50
Citigroup
New York
$173K +$7.61K +987 +3%