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Prospect Capital
PSEC

Name Holding Trade Value Shares
Change 		Change in
Stake
WBC
201
West Branch Capital
Massachusetts
$11.1K – – –
AF
202
Advisornet Financial
Minnesota
$10.3K +$328 +57 +3%
CCMW
203
Cypress Capital Management (Wyoming)
Wyoming
$10.1K +$328 +57 +3%
WB
204
Webster Bank
Connecticut
$8.94K -$5.75K -1,000 -38%
BCMLT
205
Beacon Capital Management LLC (Tennessee)
Tennessee
$8.68K +$541 +94 +6%
NA
206
NewEdge Advisors
Louisiana
$8.67K +$305 +53 +3%
HNB
207
Huntington National Bank
Ohio
$8.45K +$173 +30 +2%
SFA
208
Semmax Financial Advisors
North Carolina
$8.19K – – –
CHA
209
Carmichael Hill & Associates
Maryland
$8.09K – – –
GRP
210
Global Retirement Partners
California
$7.76K +$6 +1 +0.1%
GCM
211
Gables Capital Management
Florida
$5.52K – – –
CIA
212
Cape Investment Advisory
Georgia
$4.85K -$71.5K -12,421 -93%
IA
213
IFP Advisors
Florida
$4.14K – – –
LFG
214
Larson Financial Group
Missouri
$3.53K -$1.57K -273 -30%
LI
215
LRI Investments
Florida
$3.37K +$3.52K +611 New
CPBTD
216
Central Pacific Bank - Trust Division
Hawaii
$2.35K +$2.46K +428 New
RA
217
Rise Advisors
New York
$2.11K +$75 +13 +4%
HNB
218
Hilltop National Bank
Wyoming
$2.1K +$2.19K +380 New
QCG
219
Quadrant Capital Group
Ohio
$2.02K – – –
OPTFSNA
220
Old Point Trust & Financial Services N A
Virginia
$1.38K +$1.44K +250 New
PFSC
221
Peoples Financial Services Corp
Pennsylvania
$1.13K – – –
RIA
222
Realta Investment Advisors
Delaware
$1.02K +$1.06K +185 New
PS
223
Principal Securities
Iowa
$834 – – –
EWA
224
EverSource Wealth Advisors
Alabama
$833 +$921 +160 New
HWA
225
Heritage Wealth Advisors
Virginia
$552 – – –
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9
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