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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
PFGIA
201
Patriot Financial Group Insurance Agency
Massachusetts
$4K – – –
VNA
202
Valley National Advisers
Pennsylvania
$4K +$4.48K +538 New
RA
203
Rise Advisors
New York
$3K -$783 -94 -24%
RDIA
204
RE Dickinson Investment Advisors
Iowa
$3K – – –
SAM
205
Strategic Asset Management
Minnesota
$3K – – –
PFSC
206
Peoples Financial Services Corp
Pennsylvania
$2K – – –
FWM
207
Focused Wealth Management
New York
$2K +$2.5K +300 New
Barclays
208
Barclays
United Kingdom
$1K – – –
HWA
209
Heritage Wealth Advisors
Virginia
$1K – – –
Citadel Advisors
210
Citadel Advisors
Florida
– -$3.43M -411,940 Closed
HF
211
HRT Financial
New York
– -$3.01M -358,357 Closed
Two Sigma Investments
212
Two Sigma Investments
New York
– -$1.27M -151,375 Closed
IAA
213
Independent Advisor Alliance
North Carolina
– -$687K -81,660 Closed
QC
214
Quadrature Capital
United Kingdom
– -$466K -55,439 Closed
RBFC
215
Roman Butler Fullerton & Co
Missouri
– -$448K -53,254 Closed
SSA
216
Schonfeld Strategic Advisors
New York
– -$377K -44,800 Closed
Squarepoint
217
Squarepoint
New York
– -$205K -24,406 Closed
JF
218
Jump Financial
Illinois
– -$184K -21,928 Closed
ECM
219
ExodusPoint Capital Management
New York
– -$180K -21,364 Closed
TSS
220
Two Sigma Securities
New York
– -$128K -15,185 Closed
GWM
221
Gitterman Wealth Management
New Jersey
– -$128K -15,167 Closed
GKWIM
222
Gerber Kawasaki Wealth & Investment Management
California
– -$109K -13,059 Closed
CA
223
Callahan Advisors
Texas
– -$101K -12,000 Closed
DA
224
Detalus Advisors
Missouri
– -$99K -11,790 Closed
IWM
225
IHT Wealth Management
Illinois
– -$90K -10,750 Closed