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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
EWM
201
Edge Wealth Management
New York
$8K – – –
FHA
202
First Horizon Advisors
Tennessee
$8K – – –
GT
203
Glenmede Trust
Pennsylvania
$8K – – –
VIA
204
Vantage Investment Advisors
Pennsylvania
$8K +$8.58K +1,000 New
TCM
205
Tradewinds Capital Management
Washington
$8K +$8.7K +1,014 New
Northwestern Mutual Wealth Management
206
Northwestern Mutual Wealth Management
Wisconsin
$7K -$9.39K -1,095 -55%
AF
207
Allworth Financial
California
$6K – – –
TCOV
208
Trust Company of Vermont
Vermont
$4K – – –
WAS
209
Winch Advisory Services
Wisconsin
$4K +$129 +15 +3%
RFM
210
Royal Fund Management
Florida
$4K +$995 +116 +28%
NSB
211
Norway Savings Bank
Maine
$1K +$858 +100 New
Two Sigma Investments
212
Two Sigma Investments
New York
– -$11.8M -1,305,491 Closed
QIM
213
Quantitative Investment Management
Virginia
– -$3.94M -435,500 Closed
MC
214
Menta Capital
California
– -$1.77M -196,245 Closed
Jane Street
215
Jane Street
New York
– -$1.56M -173,023 Closed
Citadel Advisors
216
Citadel Advisors
Florida
– -$825K -96,235 Closed
KA
217
Kovack Advisors
Florida
– -$820K -90,762 Closed
TSS
218
Two Sigma Securities
New York
– -$613K -67,828 Closed
PP
219
PDT Partners
New York
– -$572K -63,232 Closed
VKH
220
Virtu KCG Holdings
New York
– -$550K -60,812 Closed
CANY
221
Caxton Associates (New York)
New York
– -$539K -59,628 Closed
Millennium Management
222
Millennium Management
New York
– -$415K -45,948 Closed
KI
223
Koch Industries
Kansas
– -$389K -43,079 Closed
FRM
224
Fox Run Management
Connecticut
– -$361K -39,900 Closed
GCA
225
Gideon Capital Advisors
New York
– -$331K -36,593 Closed