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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
WRM
176
Westport Resources Management
Connecticut
$35K
NSIM
177
North Star Investment Management
Illinois
$35K +$22.6K +3,000 +200%
CPIG
178
Chicago Partners Investment Group
Illinois
$30K
GXMC
179
Global X Management Company
New York
$30K +$9.72K +1,290 +52%
PCM
180
Penserra Capital Management
California
$28K
Fifth Third Bancorp
181
Fifth Third Bancorp
Ohio
$23K -$46.7K -6,200 -67%
NIT
182
NumerixS Investment Technologies
British Columbia, Canada
$21K +$20.3K +2,700 New
AIM
183
Advantage Investment Management
Iowa
$20K +$13.5K +1,794 +254%
JCM
184
Jacobi Capital Management
Pennsylvania
$19K +$18.1K +2,400 New
DOA
185
D'Orazio & Associates
Virginia
$18K -$18.1K -2,400 -51%
PMFA
186
Plante Moran Financial Advisors
Michigan
$16K
RFA
187
Reilly Financial Advisors
California
$14K
MI
188
Markston International
New York
$13K
BNP Paribas Financial Markets
189
BNP Paribas Financial Markets
France
$12.5K -$75.3K -10,000 -86%
GI
190
Gradient Investments
Minnesota
$9K +$1.39K +185 +19%
EWM
191
Edge Wealth Management
New York
$8K
FHA
192
First Horizon Advisors
Tennessee
$8K
IWMPD
193
Integrated Wealth Management (Palm Desert)
California
$8K
BIG
194
Bellwether Investment Group
Tennessee
$8K +$7.45K +989 New
SCM
195
Southport Capital Management
Tennessee
$8K +$7.53K +1,000 New
GT
196
Glenmede Trust
Pennsylvania
$7K -$9.79K -1,300 -57%
AF
197
Allworth Financial
California
$6K
WP
198
WealthPLAN Partners
Nebraska
$5.83K +$26.3K +3,486 New
TCOV
199
Trust Company of Vermont
Vermont
$4K
WAS
200
Winch Advisory Services
Wisconsin
$4K