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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
151
AE Wealth Management
Kansas
$79K -$4.2K -632 -5%
SS
152
Simplicity Solutions
Minnesota
$79K -$4.2K -632 -5%
CFGS
153
Concourse Financial Group Securities
Alabama
$79K +$7.66K +1,152 +11%
AGM
154
Alpine Global Management
New York
$78K +$79.7K +11,981 New
BSW
155
Buckingham Strategic Wealth
Missouri
$78K +$79.8K +12,000 New
CFD
156
Creative Financial Designs
Indiana
$77K -$82.8K -12,455 -51%
CIA
157
Capital Investment Advisors
Georgia
$74K -$46K -6,910 -38%
HighTower Advisors
158
HighTower Advisors
Illinois
$73K -$14K -2,100 -16%
SRC
159
Shufro Rose & Co
New York
$72K
TA
160
Tiedemann Advisors
New York
$72K
SQA
161
Simon Quick Advisors
New Jersey
$67K +$68.2K +10,255 New
HF
162
HRT Financial
New York
$66K -$637K -95,698 -90%
JPLA
163
Joseph P. Lucia & Associates
New York
$63.8K +$64.4K +9,685 New
SIS
164
Sound Income Strategies
Florida
$57K
RFA
165
Reilly Financial Advisors
California
$51K
APA
166
American Portfolios Advisors
New York
$45.7K +$17.4K +2,611 +59%
HWA
167
HCR Wealth Advisors
California
$41K +$109K +16,359 New
ST
168
Smithfield Trust
Pennsylvania
$40K
WEC
169
Winslow Evans & Crocker
Massachusetts
$40K
Barclays
170
Barclays
United Kingdom
$39K -$128K -19,275 -76%
AWM
171
AllSquare Wealth Management
New York
$39K
FHA
172
Flagship Harbor Advisors
Massachusetts
$37K +$15.2K +2,291 +66%
SF
173
Synovus Financial
Georgia
$36K
AWMS
174
Advocacy Wealth Management Services
Georgia
$33K
SMFS
175
Squar Milner Financial Services
California
$32K