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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
KCM
151
Kempner Capital Management
Texas
$141K
Prudential Financial
152
Prudential Financial
New Jersey
$140K
GXMC
153
Global X Management Company
New York
$140K +$46.8K +5,223 +51%
BCAM
154
Boston Common Asset Management
Massachusetts
$136K -$10.4K -1,160 -7%
SCI
155
Stableford Capital II
Arizona
$131K
William Blair & Company
156
William Blair & Company
Illinois
$129K +$33.4K +3,725 +37%
BRWA
157
B. Riley Wealth Advisors
Florida
$128K -$275K -30,649 -68%
NL
158
NWAM LLC
Washington
$128K -$72K -8,029 -36%
RIA
159
Regal Investment Advisors
Michigan
$127K +$25.3K +2,825 +25%
SIC
160
Salem Investment Counselors
North Carolina
$124K -$108 -12 -0.1%
Verition Fund Management
161
Verition Fund Management
Connecticut
$124K +$123K +13,717 New
CIAS
162
Capital Investment Advisory Services
North Carolina
$121K -$31.4K -3,500 -21%
VC
163
Vicus Capital
Pennsylvania
$114K
BT
164
Beacon Trust
New Jersey
$112K
CA
165
Callahan Advisors
Texas
$109K
WEC
166
Winslow Evans & Crocker
Massachusetts
$108K -$21.5K -2,402 -17%
CIBC Asset Management
167
CIBC Asset Management
Ontario, Canada
$107K
CG
168
CFO4Life Group
Texas
$106K +$105K +11,676 New
AWMS
169
Advocacy Wealth Management Services
Georgia
$97K
FIM
170
Frontier Investment Management
Texas
$97K +$96.3K +10,740 New
NFG
171
Nadler Financial Group
Illinois
$95K
TCM
172
Telos Capital Management
California
$95K +$4.48K +500 +5%
CCG
173
Chatham Capital Group
Georgia
$90K +$89.6K +10,000 New
NFG
174
Next Financial Group
Texas
$86K +$30K +3,350 +57%
AIP
175
Ameritas Investment Partners
Nebraska
$85K