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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CFA
151
Cahill Financial Advisors
Minnesota
$173K +$20K +1,900 +12%
QIM
152
Quantitative Investment Management
Virginia
$166K +$177K +16,800 New
EFS
153
Essex Financial Services
Connecticut
$165K +$3.12K +296 +2%
PTC
154
Private Trust Company
Ohio
$158K
GAM
155
Gotham Asset Management
New York
$155K -$16.2K -1,540 -9%
ICM
156
IMS Capital Management
Oregon
$155K -$3.16K -300 -2%
KCM
157
Kempner Capital Management
Texas
$154K +$30.6K +2,900 +23%
MAS
158
Madden Advisory Services
Florida
$146K +$81.7K +7,745 +111%
ICAS
159
Investors Capital Advisory Services
Massachusetts
$145K -$98.4K -9,328 -39%
DAM
160
Delta Asset Management
Tennessee
$139K
CL
161
CSS LLC
Illinois
$132K -$71.7K -6,800 -34%
FBNAT
162
FirstMerit Bank N.A. Trustee
Ohio
$126K
CPP
163
Crow Point Partners
Massachusetts
$123K +$47.6K +4,510 +57%
JIC
164
Johnson Investment Counsel
Ohio
$123K +$132K +12,500 New
BGA
165
Belmont Global Advisors
Texas
$120K +$2.11K +200 +2%
BT
166
Beacon Trust
New Jersey
$119K
BTS
167
BB&T Securities
Virginia
$116K -$23.2K -2,200 -16%
Jane Street
168
Jane Street
New York
$112K -$970K -92,006 -89%
PAG
169
Private Advisor Group
New Jersey
$109K -$526K -49,829 -82%
Mariner
170
Mariner
Kansas
$109K -$9.49K -900 -8%
Sumitomo Mitsui Trust Group
171
Sumitomo Mitsui Trust Group
Japan
$109K +$9.8K +929 +9%
IF
172
IRON Financial
Illinois
$99K
MCM
173
McGlinn Capital Management
Pennsylvania
$99K
Ameriprise
174
Ameriprise
Minnesota
$96K +$30.7K +2,913 +43%
PI
175
PineBridge Investments
New York
$89K