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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Verition Fund Management
101
Verition Fund Management
Connecticut
$165K +$164K +29,847 New
SS
102
Sunbelt Securities
Texas
$161K -$2.21K -402 -1%
OC
103
Oppenheimer & Co
New York
$160K
MWM
104
Modern Wealth Management
Kansas
$159K +$269 +49 +0.2%
DCM
105
Dudley Capital Management
Virginia
$158K
Lido Advisors
106
Lido Advisors
California
$156K +$94.5K +17,205 +161%
SBIA
107
Sheaff Brock Investment Advisors
Indiana
$151K -$41.2K -7,500 -22%
TCM
108
Triumph Capital Management
Colorado
$147K +$214 +39 +0.1%
CF
109
Copperwynd Financial
Arizona
$145K +$159 +29 +0.1%
EGA
110
Eagle Global Advisors
Texas
$143K
Comerica Bank
111
Comerica Bank
Texas
$140K +$7.37K +1,341 +6%
ONB
112
Old National Bancorp
Indiana
$137K +$136K +24,811 New
Janney Montgomery Scott
113
Janney Montgomery Scott
Pennsylvania
$136K +$5.32K +968 +4%
RIA
114
Regal Investment Advisors
Michigan
$133K +$3.21K +584 +2%
SI
115
Stephens Inc
Arkansas
$129K
AWA
116
Arkadios Wealth Advisors
Georgia
$127K +$5 +1 +0%
SWP
117
Stratos Wealth Partners
Ohio
$126K +$125K +22,755 New
IA
118
Inspire Advisors
Idaho
$124K +$5.7K +1,038 +5%
JWCA
119
J.W. Cole Advisors
Florida
$119K -$2.06K -375 -2%
Squarepoint
120
Squarepoint
New York
$117K -$295K -53,645 -72%
Envestnet Asset Management
121
Envestnet Asset Management
Illinois
$116K -$45.2K -8,222 -28%
LFAS
122
Level Four Advisory Services
Texas
$116K +$5.25K +955 +5%
ZIMP
123
Zimmermann Investment Management & Planning
Pennsylvania
$115K +$2.22K +405 +2%
ECM
124
EMC Capital Management
Texas
$115K
CFD
125
Creative Financial Designs
Indiana
$115K -$76.2K -13,881 -40%