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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$487K -$12.7K -1,697 -2%
BC
52
Barrett & Company
Rhode Island
$476K +$509K +68,104 New
EGA
53
Eagle Global Advisors
Texas
$474K +$53.9K +7,210 +10%
SGI
54
Summit Global Investments
Utah
$465K -$164 -22 -0%
Mackenzie Financial
55
Mackenzie Financial
Ontario, Canada
$454K -$192K -25,663 -26%
SBIA
56
Sheaff Brock Investment Advisors
Indiana
$453K +$25.5K +3,408 +5%
KAS
57
Kestra Advisory Services
Texas
$419K -$17.9K -2,403 -3%
D.E. Shaw & Co
58
D.E. Shaw & Co
New York
$413K -$509K -68,131 -51%
Bank of Montreal
59
Bank of Montreal
Ontario, Canada
$412K -$22.4K -3,000 -5%
CF
60
Centaurus Financial
California
$410K -$287K -38,487 -37%
Bank of America
61
Bank of America
North Carolina
$408K +$7.58K +1,015 +2%
KA
62
Kovack Advisors
Florida
$407K +$292K +39,057 +147%
APA
63
American Portfolios Advisors
New York
$375K -$8.02K -1,074 -2%
CC
64
Corsicana & Co
Texas
$372K
AWM
65
Apollon Wealth Management
South Carolina
$365K
HT
66
Heritage Trust
Oklahoma
$362K
AWM
67
Axxcess Wealth Management
California
$360K
VEA
68
Virtus ETF Advisers
New York
$359K -$162K -21,720 -27%
RBFC
69
Roman Butler Fullerton & Co
Missouri
$341K +$7.4K +991 +2%
William Blair & Company
70
William Blair & Company
Illinois
$337K
WMS
71
Wealth Management Solutions
Pennsylvania
$326K +$9.68K +1,296 +3%
TWM
72
Thrive Wealth Management
Pennsylvania
$319K +$657 +88 +0.2%
BCP
73
Berkeley Capital Partners
Georgia
$312K
CAN
74
Cetera Advisor Networks
California
$311K +$89K +11,913 +31%
Stifel Financial
75
Stifel Financial
Missouri
$302K +$199K +26,689 +121%