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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
LSA
226
Leonteq Securities AG
Switzerland
$4.79K
IA
227
IFP Advisors
Florida
$4.49K
Nomura Asset Management
228
Nomura Asset Management
Japan
$2.94K
RA
229
Rise Advisors
New York
$2.22K +$63 +11 +3%
QCG
230
Quadrant Capital Group
Ohio
$2.19K -$5.02K -872 -70%
BTI
231
Blue Trust Inc
Georgia
$2K +$1.51K +262 +26,200%
HT
232
Headlands Technologies
Illinois
$1.92K +$1.84K +320 New
HCP
233
Hexagon Capital Partners
Arkansas
$1.28K +$760 +132 +161%
PFSC
234
Peoples Financial Services Corp
Pennsylvania
$1.23K
RL
235
Rogco LP
Oklahoma
$988
PS
236
Principal Securities
Iowa
$904 +$869 +151 New
AAP
237
Arax Advisory Partners
Colorado
$659 +$633 +110 New
HWA
238
Heritage Wealth Advisors
Virginia
$599
Barclays
239
Barclays
United Kingdom
$533 -$512 -89 -50%
Northwestern Mutual Wealth Management
240
Northwestern Mutual Wealth Management
Wisconsin
$281 +$29 +5 +12%
AF
241
Allworth Financial
California
$198 -$12.4K -2,150 -98%
OP
242
ORG Partners
Indiana
$34 +$29 +5 New
Fidelity Investments
243
Fidelity Investments
Massachusetts
$12
PWS
244
Paragon Wealth Strategies
Florida
-$3.59M -593,101 Closed
CCA
245
Catalyst Capital Advisors
New York
-$576K -95,140 Closed
AIM
246
Aigen Investment Management
New York
-$349K -57,677 Closed
MFG
247
MidWestOne Financial Group
Iowa
-$333K -55,000 Closed
YIH
248
Y-Intercept (HK)
Hong Kong
-$205K -33,936 Closed
CCFM
249
Clear Creek Financial Management
Washington
-$181K -29,989 Closed
TLP
250
Tri Locum Partners
New York
-$169K -27,957 Closed