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Prospect Capital
PSEC

Name Holding Trade Value Shares
Change 		Change in
Stake
Fifth Third Bancorp
226
Fifth Third Bancorp
Ohio
$672 – – –
HWA
227
Heritage Wealth Advisors
Virginia
$605 – – –
HCP
228
Hexagon Capital Partners
Arkansas
$496 -$12 -2 -2%
BAAM
229
Baker Avenue Asset Management
California
$448 -$380 -61 -45%
SIS
230
Sound Income Strategies
Florida
$442 +$455 +73 New
Northwestern Mutual Wealth Management
231
Northwestern Mutual Wealth Management
Wisconsin
$253 -$7.89K -1,266 -97%
Fidelity Investments
232
Fidelity Investments
Massachusetts
$12 -$12 -2 -50%
CSS
233
Cubist Systematic Strategies
Connecticut
– -$1.97M -318,384 Closed
Mackenzie Financial
234
Mackenzie Financial
Ontario, Canada
– -$486K -78,083 Closed
VF
235
Virtu Financial
New York
– -$455K -73,343 Closed
IWM
236
IHT Wealth Management
Illinois
– -$133K -21,434 Closed
TF
237
Threadgill Financial
Texas
– -$119K -19,500 Closed
ECM
238
Evergreen Capital Management
Washington
– -$119K -19,131 Closed
D.E. Shaw & Co
239
D.E. Shaw & Co
New York
– -$117K -18,905 Closed
WFA
240
WMG Financial Advisors
Tennessee
– -$112K -18,100 Closed
ACM
241
Aquatic Capital Management
Illinois
– -$110K -17,700 Closed
Walleye Trading
242
Walleye Trading
New York
– -$95.4K -15,383 Closed
SWM
243
Salvus Wealth Management
New Jersey
– -$90.3K -14,571 Closed
CAPTRUST Financial Advisors
244
CAPTRUST Financial Advisors
North Carolina
– -$86.7K -13,990 Closed
AWA
245
Arete Wealth Advisors
Illinois
– -$83K -13,439 Closed
CWA
246
Clarity Wealth Advisors
California
– -$62.5K -10,076 Closed
CPP
247
Capasso Planning Partners
South Carolina
– -$62K -10,000 Closed
CAWM
248
Capital Advisors Wealth Management
Washington
– -$62K -10,000 Closed
Bank Julius Baer & Co
249
Bank Julius Baer & Co
Switzerland
– -$61K -9,816 Closed
FMP
250
Financial Management Professionals
Texas
– -$18K -2,904 Closed
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