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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
226
Scopia Capital Management
New York
-$700K -104,194 Closed
ANI
227
American National Insurance
Texas
-$631K -93,825 Closed
MC
228
Menta Capital
California
-$435K -64,700 Closed
Verition Fund Management
229
Verition Fund Management
Connecticut
-$428K -63,623 Closed
GAM
230
Gotham Asset Management
New York
-$376K -55,927 Closed
ICOA
231
Investment Centers of America
North Dakota
-$295K -44,647 Closed
ANRIA
232
American National Registered Investment Advisor
Texas
-$294K -43,700 Closed
FMBTD
233
First Midwest Bank Trust Division
Illinois
-$285K -42,382 Closed
CAMG
234
CWA Asset Management Group
Florida
-$272K -40,480 Closed
PP
235
Paloma Partners
Connecticut
-$270K -40,294 Closed
CPO
236
Cerity Partners OCIO
New York
-$249K -37,000 Closed
MNBTD
237
Moody National Bank Trust Division
Texas
-$246K -36,600 Closed
Tudor Investment Corp
238
Tudor Investment Corp
Connecticut
-$214K -31,817 Closed
CC
239
Cipher Capital
New York
-$213K -31,703 Closed
SFA
240
Sequoia Financial Advisors
Ohio
-$174K -25,945 Closed
NPC
241
National Planning Corporation
California
-$170K -25,275 Closed
NL
242
NWAM LLC
Washington
-$122K -18,125 Closed
TI
243
Trexquant Investment
Connecticut
-$108K -16,143 Closed
SCI
244
Stableford Capital II
Arizona
-$98K -14,510 Closed
CSS
245
Cubist Systematic Strategies
Connecticut
-$87K -12,893 Closed
AIM
246
Advantage Investment Management
Iowa
-$84K -12,572 Closed
TCM
247
Telos Capital Management
California
-$71K -10,500 Closed
JG
248
Jefferies Group
New York
-$53.5K -8,199 Closed
PFGIA
249
Patriot Financial Group Insurance Agency
Massachusetts
-$53K -8,000 Closed
NFG
250
Next Financial Group
Texas
-$32K -5,100 Closed