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Principal Spectrum Preferred Securities Active ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SAM
76
Smartleaf Asset Management
Massachusetts
$679K – – –
EWA
77
EP Wealth Advisors
California
$676K +$674K +35,471 New
HWMO
78
Heritage Wealth Management (Ohio)
Ohio
$633K +$84.9K +4,469 +16%
CBA
79
Coastal Bridge Advisors
Connecticut
$625K -$26.2K -1,379 -4%
UB
80
UMB Bank
Missouri
$619K +$34.7K +1,825 +6%
AWM
81
Activest Wealth Management
Florida
$615K +$101K +5,330 +20%
PFPG
82
Pinnacle Financial Partners (Georgia)
Georgia
$577K -$205K -10,778 -26%
ATC
83
Argent Trust Co
Tennessee
$539K -$14.2K -749 -3%
Cambridge Investment Research Advisors
84
Cambridge Investment Research Advisors
Iowa
$508K +$25.9K +1,365 +5%
RFA
85
Resurgent Financial Advisors
Georgia
$484K +$17.8K +937 +4%
SCM
86
Schnieders Capital Management
California
$442K -$256K -13,480 -37%
Mercer Global Advisors
87
Mercer Global Advisors
Colorado
$393K +$2.51K +132 +0.6%
DT
88
Diversified Trust
Tennessee
$381K -$101K -5,339 -21%
XF
89
XML Financial
Maryland
$370K +$4.88K +257 +1%
PTP
90
Platform Technology Partners
New York
$362K – – –
SI
91
Stephens Inc
Arkansas
$344K -$67.7K -3,567 -16%
FZCM
92
Flynn Zito Capital Management
New York
$315K -$3.76K -198 -1%
WC
93
Whitney & Co
New York
$314K – – –
MW
94
MBL Wealth
North Carolina
$305K -$9.5K -500 -3%
VWM
95
Venturi Wealth Management
Texas
$295K +$294K +15,500 New
VA
96
VestGen Advisors
Illinois
$287K – – –
MSFS
97
Main Street Financial Solutions
Pennsylvania
$276K +$3.63K +191 +1%
GAM
98
Gotham Asset Management
New York
$272K +$271K +14,288 New
IP
99
Indivisible Partners
Florida
$270K +$269K +14,152 New
CLIP
100
Colter Lewis Investment Partners
Connecticut
$268K – – –