Prospera Financial Services’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Prospera Financial Services’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-33,060	Closed	-$630K	–	1484
2025 Q4	$630K	Buy	+33,060	New	+$631K	0.01%	847
2022 Q2	–	Sell	-1,450	Closed	-$28K	–	2343
2022 Q1	$28K	Buy	+1,450	New	+$28.1K	﹤0.01%	1612

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Principal Securities Des Moines, Iowa $8.31B AUM 21.94% 1-Year Est. Return

Prospera Financial Services's PREF Position: Q1 2026 in Review

Prospera Financial Services sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q1 2026, closing a stake of 33,060 shares — an estimated $630K sold.

Prospera Financial Services first reported a position in PREF in Q1 2022 and held it in 2 quarters. The position peaked at $630K in Q4 2025. 131 funds tracked by Wall St. Rank hold PREF as of Q1 2026.

Prospera Financial Services reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q1 2026 after selling out during the quarter.
Prospera Financial Services sold 33,060 Principal Spectrum Preferred Securities Active ETF shares in Q1 2026, an estimated $630K.
Prospera Financial Services first reported a position in Principal Spectrum Preferred Securities Active ETF in Q1 2022 and held it in 2 quarters.
Prospera Financial Services's Principal Spectrum Preferred Securities Active ETF position peaked at $630K in Q4 2025.
131 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2026.

Based on Prospera Financial Services's 13F filing for Q1 2026, filed 14 Apr 2026.