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Principal Spectrum Preferred Securities Active ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CIA
126
Cape Investment Advisory
Georgia
$19.3K +$19.2K +1,011 New
MHR
127
Matthew Hamilton Rosenberg
$9.44K – – –
IAIM
128
International Assets Investment Management
Florida
$8.46K – – –
AF
129
Allworth Financial
California
$8.03K – – –
HNB
130
Huntington National Bank
Ohio
$6.5K – – –
NEWAS
131
N.E.W. Advisory Services
Wisconsin
$6.2K +$6.17K +325 New
PNC Financial Services Group
132
PNC Financial Services Group
Pennsylvania
$5.76K +$1.39K +73 +32%
AF
133
Advisornet Financial
Minnesota
$5.7K +$76 +4 +1%
AAS
134
Ameritas Advisory Services
Nebraska
$3.81K +$3.8K +200 New
KFAS
135
Keating Financial Advisory Services
Kansas
$2.15K -$152 -8 -7%
Fidelity Investments
136
Fidelity Investments
Massachusetts
$86 +$19 +1 +2%
Jane Street
137
Jane Street
New York
– -$6.03M -320,519 Closed
MGI
138
Miller Global Investments
Texas
– -$2.87M -152,314 Closed
AI
139
AXS Investments
New York
– -$1.38M -73,183 Closed
Susquehanna International Group
140
Susquehanna International Group
Pennsylvania
– -$875K -46,494 Closed
IAA
141
Independent Advisor Alliance
North Carolina
– -$848K -45,043 Closed
BOJHT
142
Bank of Jackson Hole Trust
Wyoming
– -$223K -11,861 Closed
WP
143
WealthShield Partners
North Carolina
– -$205K -10,887 Closed
TWM
144
Tortuga Wealth Management
California
– -$204K -10,859 Closed
UBS AM
145
UBS AM
Illinois
– -$9.41K -500 Closed
AWM
146
AE Wealth Management
Kansas
– -$7.75K -412 Closed
Q1WB
147
Quest 10 Wealth Builders
Virginia
– -$7.02K -373 Closed
AWM
148
Abound Wealth Management
Tennessee
– -$2.97K -158 Closed