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Rothschild Investment LLC’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Rothschild Investment LLC’s Portfolio PREF Stock Details PREF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$40K Hold
2,100
– – ﹤0.01% 1305
2026
Q1 		$39.5K Buy
2,100
+561
+36% +$10.7K ﹤0.01% 1192
2025
Q4 		$29.3K Buy
+1,539
New +$29.4K ﹤0.01% 1192

Other funds holding PREF

Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
IA
IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Rothschild Investment LLC's PREF Position: Q2 2026 in Review

Rothschild Investment LLC held its Principal Spectrum Preferred Securities Active ETF (PREF) position steady in Q2 2026 at 2,100 shares worth $40K. The position accounts for ﹤0.01% of the portfolio, ranked #1305.

Rothschild Investment LLC first reported a position in PREF in Q4 2025 and has held it in 3 quarters since. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

  • Rothschild Investment LLC held 2,100 shares of Principal Spectrum Preferred Securities Active ETF worth $40K as of Q2 2026.
  • Rothschild Investment LLC left its Principal Spectrum Preferred Securities Active ETF share count unchanged in Q2 2026.
  • Principal Spectrum Preferred Securities Active ETF made up ﹤0.01% of Rothschild Investment LLC's portfolio in Q2 2026, its #1305 holding.
  • Rothschild Investment LLC first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2025 and has held it in 3 quarters since.
  • 134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Rothschild Investment LLC's 13F filing for Q2 2026, filed 6 Aug 2026.