PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
NPC
26
National Planning Corporation
California
$421K -$13.4K -1,100 -3%
HK
27
Horizon Kinetics
New York
$322K -$2.44K -200 -0.8%
WOC
28
West Oak Capital
California
$315K +$302K +24,800 +2,480%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$242K +$73 +6 +0%
WS
30
Wedbush Securities
California
$192K +$6.09K +500 +3%
UBS Group
31
UBS Group
Switzerland
$164K -$9.8K -805 -6%
RJA
32
Raymond James & Associates
Florida
$162K +$2.06K +169 +1%
GWM
33
Greenwich Wealth Management
Connecticut
$151K -$731 -60 -0.5%
CCP
34
Corient Capital Partners
California
$149K +$19.9K +1,632 +15%
SWP
35
Stratos Wealth Partners
Ohio
$136K – – –
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$99K – – –
USGIU
37
U.S. Global Investors (USGI)
Texas
$99K +$1.01K +83 +1%
AG
38
Advisor Group
Arizona
$87K -$1.22K -100 -1%
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$72K – – –
IA
40
IFP Advisors
Florida
$64K – – –
GWM
41
Geneos Wealth Management
Colorado
$60K – – –
AIM
42
Acrospire Investment Management
Illinois
$29K +$28.8K +2,364 New
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$29K +$28.8K +2,367 New
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$24K – – –
WAM
45
Watermark Asset Management
California
$17K +$16.9K +1,390 New
Creative Planning
46
Creative Planning
Kansas
$8K +$49 +4 +0.6%
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
$5K – – –
PCM
48
Penserra Capital Management
California
$4K -$378 -31 -8%
RCM
49
Rivernorth Capital Management
Florida
– -$1.71M -144,118 Closed
FIMG
50
Financial & Investment Management Group
Michigan
– -$1.64M -138,507 Closed