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PHD

Pioneer Floating Rate Fund
PHD

Delisted

PHD was delisted on the 10th of October, 2025.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$7.84M -$55.7M -5,355,887 -87%
ISSM
2
Invesco Senior Secured Management
New York
$6.25M – – –
Invesco
3
Invesco
Georgia
$3.88M -$1.39M -134,136 -26%
GC
4
Guggenheim Capital
Illinois
$3.8M -$1.05M -100,699 -21%
Bank of America
5
Bank of America
North Carolina
$1.88M -$1.72M -165,427 -47%
CCFM
6
Clear Creek Financial Management
Washington
$1.35M +$1.37M +132,109 New
FHA
7
Flagship Harbor Advisors
Massachusetts
$1.34M -$20.8K -2,000 -1%
SIA
8
Sit Investment Associates
Minnesota
$1.28M -$5.96M -572,730 -82%
TFS
9
TrustCore Financial Services
Tennessee
$1.13M – – –
Nomura Holdings
10
Nomura Holdings
Japan
$1.08M +$1.09M +105,266 New
LCM
11
Landscape Capital Management
New Jersey
$845K +$861K +82,802 New
CIA
12
Capital Investment Advisors
Georgia
$785K -$5.09M -489,350 -86%
RVPG
13
Relative Value Partners Group
$698K -$4.71M -452,719 -87%
RCM
14
Rivernorth Capital Management
Florida
$668K -$15M -1,440,319 -96%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$657K -$19.5K -1,875 -3%
LSPW
16
Lake Street Private Wealth
Illinois
$456K +$96.2K +9,250 +26%
KAS
17
Kestra Advisory Services
Texas
$392K +$137K +13,208 +53%
Cohen & Steers
18
Cohen & Steers
New York
$348K -$2.25M -216,048 -86%
Morgan Stanley
19
Morgan Stanley
New York
$326K -$2.51M -241,446 -88%
Wells Fargo
20
Wells Fargo
California
$320K -$483K -46,428 -60%
CCP
21
Clough Capital Partners
Massachusetts
$260K -$787K -75,718 -75%
VEA
22
Virtus ETF Advisers
New York
$253K -$52.4K -5,042 -17%
WWMSC
23
Wagner Wealth Management (South Carolina)
South Carolina
$206K +$210K +20,225 New
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$197K +$190K +18,229 +1,680%
Osaic Holdings
25
Osaic Holdings
Arizona
$187K -$26.9K -2,590 -12%
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