Northwestern Mutual Wealth Management’s Pioneer Floating Rate Fund PHD Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-17,590	Closed	-$152K	–	3441
2022 Q3	$152K	Buy	17,590 +9,284	+112%	+$84.5K	﹤0.01%	1489
2022 Q2	$74K	Buy	8,306 +1,107	+15%	+$10.6K	﹤0.01%	1767
2022 Q1	$75K	Hold	7,199	–	–	﹤0.01%	1832
2021 Q4	$84K	Hold	7,199	–	–	﹤0.01%	1777
2021 Q3	$83K	Hold	7,199	–	–	﹤0.01%	1710
2021 Q2	$86K	Sell	7,199 -39,254	-85%	-$448K	﹤0.01%	1659
2021 Q1	$532K	Buy	46,453 +27,139	+141%	+$297K	﹤0.01%	896
2020 Q4	$197K	Buy	19,314 +18,229	+1,680%	+$190K	﹤0.01%	1144
2020 Q3	$11K	Sell	1,085 -2,170	-67%	-$21.5K	﹤0.01%	1966
2020 Q2	$31K	Buy	3,255 +1,085	+50%	+$9.54K	﹤0.01%	1588
2020 Q1	$17K	Hold	2,170	–	–	﹤0.01%	1748
2019 Q4	$24K	Hold	2,170	–	–	﹤0.01%	1684
2019 Q3	$23K	Hold	2,170	–	–	﹤0.01%	1693
2019 Q2	$23K	Hold	2,170	–	–	﹤0.01%	1673
2019 Q1	$23K	Buy	+2,170	New	+$22.6K	﹤0.01%	1658
2018 Q3	–	Sell	-157	Closed	-$2K	–	2593
2018 Q2	$2K	Buy	+157	New	+$1.8K	﹤0.01%	2185
2018 Q1	–	Sell	-1,890	Closed	-$22K	–	2380
2017 Q4	$22K	Buy	+1,890	New	+$22.2K	﹤0.01%	1477
2017 Q3	–	Sell	-8,900	Closed	-$106K	–	2231
2017 Q2	$106K	Buy	+8,900	New	+$108K	﹤0.01%	861

Other funds holding PHD

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LSPW

Lake Street Private Wealth Chicago, Illinois $874M AUM 26.46% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

WWMSC

Wagner Wealth Management (South Carolina) Greenville, South Carolina $541M AUM 12.14% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.23B AUM 51.32% 1-Year Est. Return

Matisse Capital Portland, Oregon $250M AUM 26.81% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Northwestern Mutual Wealth Management's PHD Position: Q4 2022 in Review

Northwestern Mutual Wealth Management sold out of Pioneer Floating Rate Fund (PHD) in Q4 2022, closing a stake of 17,590 shares — an estimated $152K sold.

Northwestern Mutual Wealth Management first reported a position in PHD in Q2 2017 and held it in 18 quarters. The position peaked at $532K in Q1 2021. 42 funds tracked by Wall St. Rank hold PHD as of Q4 2022.

Northwestern Mutual Wealth Management reported no remaining Pioneer Floating Rate Fund position as of Q4 2022 after selling out during the quarter.
Northwestern Mutual Wealth Management sold 17,590 Pioneer Floating Rate Fund shares in Q4 2022, an estimated $152K.
Northwestern Mutual Wealth Management first reported a position in Pioneer Floating Rate Fund in Q2 2017 and held it in 18 quarters.
Northwestern Mutual Wealth Management's Pioneer Floating Rate Fund position peaked at $532K in Q1 2021.
42 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2022.

Based on Northwestern Mutual Wealth Management's 13F filing for Q4 2022, filed 21 Feb 2023.