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PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

52 hedge funds and large institutions have $89.1M invested in Pioneer Floating Rate Fund in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 20 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 1

18% more funds holding

Funds holding: 4452 (+8)

8% more capital invested

Capital invested by funds: $82.5M → $89.1M (+$6.6M)

2.43% more ownership

Funds ownership: 29.77%32.21% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

40% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 20

Holders
52
Holders Change
+8
Holders Change %
+18.18%
% of All Funds
1.45%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
12
Reduced
20
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
26
United Capital Financial Advisors
Texas
$239K +$242K +21,122 New
PIA
27
Peachtree Investment Advisors
Georgia
$238K
UBS Group
28
UBS Group
Switzerland
$223K -$57.7K -5,047 -20%
WS
29
Wedbush Securities
California
$181K -$22.9K -2,000 -11%
FAAS
30
First Allied Advisory Services
California
$176K +$173K +15,138 New
LCM
31
Landscape Capital Management
New Jersey
$171K +$22.8K +1,992 +15%
Wells Fargo
32
Wells Fargo
California
$167K -$18.7K -1,634 -10%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$141K +$142K +12,441 New
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$140K +$88.2K +7,709 +167%
SWP
35
Stratos Wealth Partners
Ohio
$130K -$16.3K -1,427 -11%
USGIU
36
U.S. Global Investors (USGI)
Texas
$91K
CK
37
Carnick & Kubik
Colorado
$74.1K +$74.9K +6,548 New
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$66K +$56K +4,900 +506%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$52K +$52.1K +4,555 New
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$49K -$29.8K -2,606 -38%
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$23K
MFS
42
MSI Financial Services
Massachusetts
$18K +$5.72K +500 +48%
WCM
43
Windsor Capital Management
Arizona
$18K +$18.9K +1,650 New
Citigroup
44
Citigroup
New York
$14K +$14.1K +1,233 New
FCCM
45
First City Capital Management
Georgia
$8.5K +$8.59K +751 New
Creative Planning
46
Creative Planning
Kansas
$3K +$3.43K +300 New
RIA
47
Regal Investment Advisors
Michigan
$2K
N
48
Nuveen
North Carolina
$1.58K -$257K -22,464 -14%
AIG
49
American International Group
New York
$1K
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$1K