We are live on ! Find out more
PFXF icon

VanEck Preferred Securities ex Financials ETF
PFXF

136 hedge funds and large institutions have $218M invested in VanEck Preferred Securities ex Financials ETF in 2021 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 51 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 8

96% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 26

18% more capital invested

Capital invested by funds: $186M → $218M (+$32.5M)

17% more funds holding

Funds holding: 116 → 136 (+20)

1.96% more ownership

Funds ownership: 17.88% → 19.84% (+2%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
136
Holders Change
+20
Holders Change %
+17.24%
% of All Funds
2.09%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
28
Increased
51
Reduced
26
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.52M
2
Wells Fargo
Wells Fargo
California
+$1.64M
3
SA
Stewardship Advisors
Pennsylvania
+$1.52M
4
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$1.22M
5
Osaic Holdings
Osaic Holdings
Arizona
+$1.14M

Top Sellers

Rank Fund Capital Flow
1
CPIG
Chicago Partners Investment Group
Illinois
-$718K
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$573K
3
RG
Retirement Group
California
-$459K
4
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
-$390K
5
SWM
Stockman Wealth Management
Montana
-$371K
Name Holding Trade Value Shares
Change 		Change in
Stake
CPIG
76
Chicago Partners Investment Group
Illinois
$320K -$718K -33,379 -68%
FWSM
77
First Wilshire Securities Management
California
$313K – – –
BAM
78
Belpointe Asset Management
Nevada
$303K +$299K +13,871 New
SBIA
79
Sheaff Brock Investment Advisors
Indiana
$296K +$5.38K +250 +2%
SA
80
SWM Advisors
Florida
$294K +$306K +14,240 New
FIA
81
Foundations Investment Advisors
Arizona
$290K +$75.9K +3,528 +36%
1WM
82
1900 Wealth Management
Texas
$289K -$365K -16,960 -56%
SPC
83
Sigma Planning Corp
Michigan
$288K +$58.5K +2,717 +26%
MA
84
MUFG Americas
New York
$282K – – –
SCA
85
STALEY CAPITAL ADVISERS
Pennsylvania
$280K – – –
SWM
86
SeaCrest Wealth Management
New York
$270K – – –
GAM
87
Gould Asset Management
California
$263K +$37K +1,720 +17%
Bank of New York Mellon
88
Bank of New York Mellon
New York
$257K +$37.6K +1,746 +17%
IWA
89
IBEX Wealth Advisors
New Jersey
$246K – – –
SFG
90
Summit Financial Group
West Virginia
$228K +$224K +10,420 New
PA
91
Parallel Advisors
California
$227K -$153K -7,100 -41%
LFAS
92
Level Four Advisory Services
Texas
$216K – – –
EWM
93
Executive Wealth Management
Michigan
$208K +$205K +9,535 New
SYBT
94
Stock Yards Bank & Trust
Kentucky
$205K +$202K +9,378 New
CIAS
95
Capital Investment Advisory Services
North Carolina
$203K – – –
APW
96
Aurora Private Wealth
New Jersey
$201K +$198K +9,206 New
PAG
97
Private Advisor Group
New Jersey
$200K +$196K +9,129 New
Bank of Montreal
98
Bank of Montreal
Ontario, Canada
$187K -$30.8K -1,429 -14%
GWM
99
Geneos Wealth Management
Colorado
$143K – – –
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
$136K – – –
2 3
4
5 6

PFXF Hedge Fund Activity: Q4 2021 in Review

136 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q4 2021, worth a combined $218M — up 18% from $186M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new PFXF positions and 8 closed out — a net gain of 20 holders — while 51 added to existing stakes and 26 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.52M. The largest seller was Chicago Partners Investment Group, cutting an estimated $718K.

  • 136 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q4 2021, up from 116 in Q3 2021.
  • Funds reported $218M of VanEck Preferred Securities ex Financials ETF stock for Q4 2021, up 18% quarter-over-quarter.
  • 28 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q4 2021 and 8 closed out, a net change of +20 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q4 2021 was Morgan Stanley, an estimated $2.52M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q4 2021 was Chicago Partners Investment Group, an estimated $718K sold.

Based on aggregated 13F filings for Q4 2021.