We are live on ! Find out more
PFXF icon

VanEck Preferred Securities ex Financials ETF

116 hedge funds and large institutions have $186M invested in VanEck Preferred Securities ex Financials ETF in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 57 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

235% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 17

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

16% more capital invested

Capital invested by funds: $160M → $186M (+$25.3M)

3% more funds holding

Funds holding: 113116 (+3)

1.53% more ownership

Funds ownership: 16.35%17.88% (+1.5%)

Holders
116
Holders Change
+3
Holders Change %
+2.65%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
11
Increased
57
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GAM
76
Gould Asset Management
California
$218K
Bank of Montreal
77
Bank of Montreal
Ontario, Canada
$214K +$32.2K +1,500 +18%
Bank of New York Mellon
78
Bank of New York Mellon
New York
$212K
LFAS
79
Level Four Advisory Services
Texas
$209K
FIA
80
Foundations Investment Advisors
Arizona
$209K +$6.93K +323 +3%
CIAS
81
Capital Investment Advisory Services
North Carolina
$197K -$17K -790 -8%
Fifth Third Bancorp
82
Fifth Third Bancorp
Ohio
$191K +$193K +9,000 New
GWM
83
Geneos Wealth Management
Colorado
$138K
PNC Financial Services Group
84
PNC Financial Services Group
Pennsylvania
$132K -$43.3K -2,020 -25%
GRP
85
Global Retirement Partners
California
$107K +$558 +26 +0.5%
IA
86
IFP Advisors
Florida
$104K
Barclays
87
Barclays
United Kingdom
$99K -$474K -22,102 -83%
OCM
88
Orion Capital Management
California
$95K
APA
89
American Portfolios Advisors
New York
$72.2K +$51.4K +2,394 +237%
William Blair & Company
90
William Blair & Company
Illinois
$68K -$29.3K -1,365 -30%
FWP
91
FAS Wealth Partners
Kansas
$62K
JP Morgan Chase
92
JP Morgan Chase
New York
$57K +$36.5K +1,700 +173%
LDFR
93
Lehman & Derafelo Financial Resources
Pennsylvania
$53K
Rockefeller Capital Management
94
Rockefeller Capital Management
New York
$53K +$11.3K +526 +26%
TWA
95
TCI Wealth Advisors
Arizona
$52K -$637K -29,696 -92%
SWM
96
Spire Wealth Management
Virginia
$42K +$42.9K +2,000 New
PFGIA
97
Patriot Financial Group Insurance Agency
Massachusetts
$40K +$40.8K +1,903 New
FHA
98
First Horizon Advisors
Tennessee
$30K +$386 +18 +1%
SPIA
99
Steward Partners Investment Advisory
New York
$28K
WWM
100
Wolff Wiese Magana
California
$23K +$4.57K +213 +25%

PFXF Hedge Fund Activity: Q3 2021 in Review

116 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q3 2021, worth a combined $186M — up 16% from $160M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFXF positions and 7 closed out — a net gain of 4 holders — while 57 added to existing stakes and 17 trimmed.

The largest buyer was RFG Holdings, opening a new position worth an estimated $6.53M. The largest seller was Sumitomo Mitsui Trust Group, cutting an estimated $3.36M.

  • 116 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q3 2021, up from 113 in Q2 2021.
  • Funds reported $186M of VanEck Preferred Securities ex Financials ETF stock for Q3 2021, up 16% quarter-over-quarter.
  • 11 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q3 2021 and 7 closed out, a net change of +4 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q3 2021 was RFG Holdings, an estimated $6.53M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q3 2021 was Sumitomo Mitsui Trust Group, an estimated $3.36M sold.

Based on aggregated 13F filings for Q3 2021.