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VanEck Preferred Securities ex Financials ETF

149 hedge funds and large institutions have $375M invested in VanEck Preferred Securities ex Financials ETF in 2023 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 60 increasing their positions, 39 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 39

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

50% more funds holding in top 10

Funds holding in top 10: 46 (+2)

19% more capital invested

Capital invested by funds: $314M → $375M (+$60.6M)

4% more funds holding

Funds holding: 143149 (+6)

2.04% more ownership

Funds ownership: 27.46%29.5% (+2%)

Holders
149
Holders Change
+6
Holders Change %
+4.2%
% of All Funds
2.36%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
23
Increased
60
Reduced
39
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
51
HighTower Advisors
Illinois
$769K +$788K +45,798 New
DCM
52
Delta Capital Management
New Jersey
$741K -$43K -2,500 -5%
AWM
53
Apollon Wealth Management
South Carolina
$724K +$53K +3,076 +8%
CRWM
54
Castle Rock Wealth Management
California
$669K +$54.4K +3,159 +8%
Stifel Financial
55
Stifel Financial
Missouri
$638K +$76.3K +4,429 +13%
PIMG
56
Patriot Investment Management Group
Tennessee
$633K +$649K +37,683 New
WA
57
Wealth Alliance
New York
$631K +$20.9K +1,215 +3%
FAIM
58
Financial Advocates Investment Management
Washington
$615K +$394K +22,870 New
PFA
59
Pathway Financial Advisers
Indiana
$605K +$620K +35,983 New
Janney Montgomery Scott
60
Janney Montgomery Scott
Pennsylvania
$576K -$4.39K -255 -0.7%
MAWAG
61
Mid-American Wealth Advisory Group
Missouri
$576K -$6.24M -362,423 -91%
RBFC
62
Roman Butler Fullerton & Co
Missouri
$562K +$108K +6,274 +22%
SWM
63
Stockman Wealth Management
Montana
$542K -$77.5K -4,500 -12%
AA
64
Apriem Advisors
California
$532K +$17.2K +1,000 +3%
AWE
65
Avidian Wealth Enterprises
Texas
$496K -$328K -19,062 -39%
CWP
66
Core Wealth Partners
California
$474K +$3.72K +216 +0.8%
IFG
67
Independent Financial Group
California
$448K +$121 +7 +0%
MCM
68
Mainstay Capital Management
Michigan
$445K -$104K -6,013 -18%
EH
69
Equitable Holdings
New York
$443K -$59.6K -3,464 -12%
TYCC
70
Texas Yale Capital Corp
Florida
$433K -$92.5K -5,375 -17%
CCG
71
Cypress Capital Group
Florida
$423K -$92.2K -5,357 -18%
SPC
72
Sigma Planning Corp
Michigan
$385K +$9.31K +541 +2%
PPW
73
Pasadena Private Wealth
California
$368K +$7.23K +420 +2%
MPWT
74
MassMutual Private Wealth & Trust
Connecticut
$352K +$20.1K +1,170 +6%
CAN
75
Cetera Advisor Networks
California
$331K +$116K +6,717 +52%

PFXF Hedge Fund Activity: Q3 2023 in Review

149 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q3 2023, worth a combined $375M — up 19% from $314M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new PFXF positions and 15 closed out — a net gain of 8 holders — while 60 added to existing stakes and 39 trimmed.

The largest buyer was RS Crum Inc, adding an estimated $15.5M. The largest seller was Mid-American Wealth Advisory Group, cutting an estimated $6.24M.

  • 149 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q3 2023, up from 143 in Q2 2023.
  • Funds reported $375M of VanEck Preferred Securities ex Financials ETF stock for Q3 2023, up 19% quarter-over-quarter.
  • 23 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q3 2023 and 15 closed out, a net change of +8 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q3 2023 was RS Crum Inc, an estimated $15.5M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q3 2023 was Mid-American Wealth Advisory Group, an estimated $6.24M sold.

Based on aggregated 13F filings for Q3 2023.