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VanEck Preferred Securities ex Financials ETF

116 hedge funds and large institutions have $186M invested in VanEck Preferred Securities ex Financials ETF in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 57 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

235% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 17

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

16% more capital invested

Capital invested by funds: $160M → $186M (+$25.3M)

3% more funds holding

Funds holding: 113116 (+3)

1.53% more ownership

Funds ownership: 16.35%17.88% (+1.5%)

Holders
116
Holders Change
+3
Holders Change %
+2.65%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
11
Increased
57
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RBFC
51
Roman Butler Fullerton & Co
Missouri
$624K -$30.9K -1,438 -5%
WA
52
Wealth Alliance
New York
$614K +$494 +23 +0.1%
PA
53
Pinnacle Associates
New York
$575K +$17.3K +805 +3%
EL
54
Essex LLC
Illinois
$572K +$578K +26,943 New
MFGM
55
Marshall Financial Group (Maryland)
Maryland
$529K +$535K +24,935 New
MPWT
56
MassMutual Private Wealth & Trust
Connecticut
$452K -$41.5K -1,935 -8%
SWP
57
Stratos Wealth Partners
Ohio
$434K +$67.3K +3,135 +18%
RJA
58
Raymond James & Associates
Florida
$424K +$12.3K +571 +3%
NA
59
NewEdge Advisors
Louisiana
$415K -$8.9K -415 -2%
OCM
60
Orleans Capital Management
Louisiana
$396K -$8.58K -400 -2%
ASN
61
Advisory Services Network
Georgia
$395K +$361K +16,833 +935%
SWA
62
SFMG Wealth Advisors
Texas
$378K
AAM
63
Advisors Asset Management
Colorado
$371K +$99.2K +4,623 +36%
PA
64
Parallel Advisors
California
$370K +$1.74K +81 +0.5%
AWM
65
Accel Wealth Management
Iowa
$368K +$9.12K +425 +3%
MMG
66
Monetary Management Group
Missouri
$361K +$193K +9,000 +113%
FWSM
67
First Wilshire Securities Management
California
$303K
CAN
68
Cetera Advisor Networks
California
$287K +$290K +13,503 New
SBIA
69
Sheaff Brock Investment Advisors
Indiana
$282K +$5.36K +250 +2%
MA
70
MUFG Americas
New York
$273K
SCA
71
STALEY CAPITAL ADVISERS
Pennsylvania
$272K
SWM
72
SeaCrest Wealth Management
New York
$262K
CW
73
CreativeOne Wealth
Kansas
$245K +$2.81K +131 +1%
IWA
74
IBEX Wealth Advisors
New Jersey
$238K
SPC
75
Sigma Planning Corp
Michigan
$221K +$6.14K +286 +3%

PFXF Hedge Fund Activity: Q3 2021 in Review

116 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q3 2021, worth a combined $186M — up 16% from $160M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFXF positions and 7 closed out — a net gain of 4 holders — while 57 added to existing stakes and 17 trimmed.

The largest buyer was RFG Holdings, opening a new position worth an estimated $6.53M. The largest seller was Sumitomo Mitsui Trust Group, cutting an estimated $3.36M.

  • 116 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q3 2021, up from 113 in Q2 2021.
  • Funds reported $186M of VanEck Preferred Securities ex Financials ETF stock for Q3 2021, up 16% quarter-over-quarter.
  • 11 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q3 2021 and 7 closed out, a net change of +4 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q3 2021 was RFG Holdings, an estimated $6.53M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q3 2021 was Sumitomo Mitsui Trust Group, an estimated $3.36M sold.

Based on aggregated 13F filings for Q3 2021.