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VanEck Preferred Securities ex Financials ETF

101 hedge funds and large institutions have $90M invested in VanEck Preferred Securities ex Financials ETF in 2019 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 43 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 9

115% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 20

16% more capital invested

Capital invested by funds: $77.7M → $90M (+$12.3M)

10% more funds holding

Funds holding: 92101 (+9)

0.61% more ownership

Funds ownership: 11.07%11.68% (+0.61%)

Holders
101
Holders Change
+9
Holders Change %
+9.78%
% of All Funds
1.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
43
Reduced
20
Closed
9
Calls
$364K
Puts
Net Calls
+$364K
Net Calls Change
+$364K
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$268K +$64.1K +3,188 +32%
PFS
52
Prospera Financial Services
Texas
$255K
Bank of New York Mellon
53
Bank of New York Mellon
New York
$229K +$24.9K +1,237 +12%
BRWA
54
B. Riley Wealth Advisors
Florida
$225K +$1.67K +83 +0.8%
1SB
55
1ST Source Bank
Indiana
$218K +$4.34K +216 +2%
SS
56
Simplicity Solutions
Minnesota
$214K -$6.45K -321 -3%
SCA
57
Stonebridge Capital Advisors
Minnesota
$212K +$89.4K +4,450 +74%
BCM
58
Bluefin Capital Management
New York
$211K +$210K +10,454 New
William Blair & Company
59
William Blair & Company
Illinois
$145K +$563 +28 +0.4%
IA
60
IFP Advisors
Florida
$131K -$56.2K -2,795 -30%
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
$130K
SFS
62
Sowell Financial Services
Arkansas
$119K +$281 +14 +0.2%
GWM
63
Geneos Wealth Management
Colorado
$113K +$824 +41 +0.7%
RIA
64
Realta Investment Advisors
Delaware
$101K +$20.1K +1,000 +25%
GFPC
65
Global Financial Private Capital
Florida
$99K -$9.24K -460 -9%
SWM
66
Sugarloaf Wealth Management
Georgia
$88K +$87K +4,327 New
FANJ
67
Financial Architects (New Jersey)
New Jersey
$85K
ME
68
McIlrath & Eck
Washington
$71K
FCA
69
FinTrust Capital Advisors
South Carolina
$56K +$402 +20 +0.7%
FWP
70
FAS Wealth Partners
Kansas
$55K +$54.7K +2,724 New
GRP
71
Global Retirement Partners
California
$53K -$884 -44 -2%
BW
72
Bison Wealth
Georgia
$53K +$52.3K +2,600 New
MPWT
73
MassMutual Private Wealth & Trust
Connecticut
$53K +$52.7K +2,622 New
LDFR
74
Lehman & Derafelo Financial Resources
Pennsylvania
$51K
TWA
75
TCI Wealth Advisors
Arizona
$50K

PFXF Hedge Fund Activity: Q4 2019 in Review

101 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q4 2019, worth a combined $90M — up 16% from $77.7M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PFXF positions and 9 closed out — a net gain of 11 holders — while 43 added to existing stakes and 20 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.66M. The largest seller was Wells Fargo, cutting an estimated $737K.

  • 101 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q4 2019, up from 92 in Q3 2019.
  • Funds reported $90M of VanEck Preferred Securities ex Financials ETF stock for Q4 2019, up 16% quarter-over-quarter.
  • 20 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q4 2019 and 9 closed out, a net change of +11 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q4 2019 was LPL Financial, an estimated $2.66M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q4 2019 was Wells Fargo, an estimated $737K sold.

Based on aggregated 13F filings for Q4 2019.