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VanEck Preferred Securities ex Financials ETF

149 hedge funds and large institutions have $375M invested in VanEck Preferred Securities ex Financials ETF in 2023 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 60 increasing their positions, 39 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 39

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

50% more funds holding in top 10

Funds holding in top 10: 46 (+2)

19% more capital invested

Capital invested by funds: $314M → $375M (+$60.6M)

4% more funds holding

Funds holding: 143149 (+6)

2.04% more ownership

Funds ownership: 27.46%29.5% (+2%)

Holders
149
Holders Change
+6
Holders Change %
+4.2%
% of All Funds
2.36%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
23
Increased
60
Reduced
39
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$3.1M +$795K +46,164 +33%
BFA
27
Brendel Financial Advisors
New Hampshire
$2.96M +$385K +22,365 +15%
FFWM
28
Future Financial Wealth Management
Ohio
$2.45M +$362 +21 +0%
CCA
29
Cadent Capital Advisors
Oklahoma
$2.37M +$2.42M +140,750 New
AWS
30
Atria Wealth Solutions
New York
$2.34M +$143K +8,318 +6%
1IA
31
1834 Investment Advisors
Wisconsin
$2.24M -$577K -33,511 -20%
WAP
32
Wealthcare Advisory Partners
Pennsylvania
$2.23M +$252K +14,664 +12%
NAM
33
NTV Asset Management
West Virginia
$2.22M +$8.61K +500 +0.4%
Lido Advisors
34
Lido Advisors
California
$2.16M -$270K -15,661 -11%
JPLA
35
Joseph P. Lucia & Associates
New York
$1.99M -$41.7K -2,424 -2%
Wealth Enhancement Advisory Services
36
Wealth Enhancement Advisory Services
Minnesota
$1.96M +$2.01M +116,676 New
SSWM
37
Sheets Smith Wealth Management
North Carolina
$1.63M +$61.7K +3,585 +4%
IRC
38
Investors Research Corp
Georgia
$1.61M +$143K +8,296 +9%
PT
39
Plimoth Trust
Massachusetts
$1.56M -$63.2K -3,670 -4%
PIA
40
Powell Investment Advisors
Florida
$1.48M +$1.14K +66 +0.1%
SPIA
41
Steward Partners Investment Advisory
New York
$1.38M -$3.68K -214 -0.3%
CPIG
42
Chicago Partners Investment Group
Illinois
$1.38M +$192K +11,135 +15%
ARG
43
Advisory Resource Group
Oklahoma
$1.28M +$1.31M +76,084 New
DADC
44
D.A. Davidson & Co
Montana
$1.25M +$35K +2,031 +3%
PFS
45
Prospera Financial Services
Texas
$1.06M -$46.7K -2,715 -4%
MCA
46
MSH Capital Advisors
Arizona
$1.02M +$122K +7,105 +13%
NA
47
NewEdge Advisors
Louisiana
$889K -$464K -26,933 -34%
TWP
48
Tempus Wealth Planning
California
$841K +$861K +50,000 New
Thrivent Financial for Lutherans
49
Thrivent Financial for Lutherans
Minnesota
$824K -$133K -7,730 -14%
SWP
50
Stratos Wealth Partners
Ohio
$790K +$240K +13,968 +42%

PFXF Hedge Fund Activity: Q3 2023 in Review

149 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q3 2023, worth a combined $375M — up 19% from $314M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new PFXF positions and 15 closed out — a net gain of 8 holders — while 60 added to existing stakes and 39 trimmed.

The largest buyer was RS Crum Inc, adding an estimated $15.5M. The largest seller was Mid-American Wealth Advisory Group, cutting an estimated $6.24M.

  • 149 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q3 2023, up from 143 in Q2 2023.
  • Funds reported $375M of VanEck Preferred Securities ex Financials ETF stock for Q3 2023, up 19% quarter-over-quarter.
  • 23 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q3 2023 and 15 closed out, a net change of +8 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q3 2023 was RS Crum Inc, an estimated $15.5M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q3 2023 was Mid-American Wealth Advisory Group, an estimated $6.24M sold.

Based on aggregated 13F filings for Q3 2023.