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VanEck Preferred Securities ex Financials ETF

103 hedge funds and large institutions have $128M invested in VanEck Preferred Securities ex Financials ETF in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 46 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

207% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 15

110% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 10

22% more capital invested

Capital invested by funds: $105M → $128M (+$23M)

12% more funds holding

Funds holding: 92103 (+11)

1.48% more ownership

Funds ownership: 14.03%15.51% (+1.5%)

Holders
103
Holders Change
+11
Holders Change %
+11.96%
% of All Funds
1.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
46
Reduced
15
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$1.33M +$350K +17,565 +37%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$1.31M +$577K +28,902 +83%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.14M +$57.4K +2,875 +5%
BWM
29
BCS Wealth Management
Tennessee
$1.14M -$5.96K -299 -0.5%
GG
30
Golden Green
South Carolina
$1.11M +$1.08M +54,127 New
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$1.09M +$527K +26,430 +100%
CPIG
32
Chicago Partners Investment Group
Illinois
$948K +$178K +8,912 +24%
Mirae Asset Global Investments
33
Mirae Asset Global Investments
South Korea
$906K +$182K +9,139 +26%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$865K -$42.6K -2,137 -5%
Citadel Advisors
35
Citadel Advisors
Florida
$847K +$821K +41,162 New
AF
36
Advisornet Financial
Minnesota
$723K +$24.9K +1,250 +4%
Wolverine Trading
37
Wolverine Trading
Illinois
$676K +$659K +33,045 New
TWA
38
TCI Wealth Advisors
Arizona
$665K +$12.2K +613 +2%
NFG
39
Next Financial Group
Texas
$655K +$94.7K +4,746 +18%
DCM
40
Delta Capital Management
New Jersey
$649K +$25.9K +1,300 +4%
RJA
41
Raymond James & Associates
Florida
$610K +$591K +29,638 New
WA
42
Wealth Alliance
New York
$591K +$574K +28,746 New
PA
43
Pinnacle Associates
New York
$579K -$15.9K -796 -3%
AA
44
Apriem Advisors
California
$578K +$81.8K +4,100 +17%
PFS
45
Prospera Financial Services
Texas
$578K +$532K +26,686 +1,934%
RBFC
46
Roman Butler Fullerton & Co
Missouri
$570K +$81.5K +4,087 +17%
IFG
47
Independent Financial Group
California
$556K +$150K +7,529 +39%
OCM
48
Orleans Capital Management
Louisiana
$491K -$25.9K -1,300 -5%
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
$446K +$68.8K +3,446 +19%
AWE
50
Avidian Wealth Enterprises
Texas
$403K +$56.5K +2,833 +17%

PFXF Hedge Fund Activity: Q4 2020 in Review

103 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q4 2020, worth a combined $128M — up 22% from $105M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PFXF positions and 10 closed out — a net gain of 11 holders — while 46 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.95M. The largest seller was Wells Fargo, cutting an estimated $2.66M.

  • 103 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q4 2020, up from 92 in Q3 2020.
  • Funds reported $128M of VanEck Preferred Securities ex Financials ETF stock for Q4 2020, up 22% quarter-over-quarter.
  • 21 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q4 2020 and 10 closed out, a net change of +11 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q4 2020 was LPL Financial, an estimated $1.95M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q4 2020 was Wells Fargo, an estimated $2.66M sold.

Based on aggregated 13F filings for Q4 2020.