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VanEck Preferred Securities ex Financials ETF

101 hedge funds and large institutions have $90M invested in VanEck Preferred Securities ex Financials ETF in 2019 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 43 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 9

115% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 20

16% more capital invested

Capital invested by funds: $77.7M → $90M (+$12.3M)

10% more funds holding

Funds holding: 92101 (+9)

0.61% more ownership

Funds ownership: 11.07%11.68% (+0.61%)

Holders
101
Holders Change
+9
Holders Change %
+9.78%
% of All Funds
1.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
43
Reduced
20
Closed
9
Calls
$364K
Puts
Net Calls
+$364K
Net Calls Change
+$364K
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$792K -$340K -16,919 -30%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$736K +$40.9K +2,036 +6%
NR
28
Newfound Research
Massachusetts
$671K -$340K -16,894 -34%
PA
29
Pinnacle Associates
New York
$628K +$80 +4 +0%
Qube Research & Technologies (QRT)
30
Qube Research & Technologies (QRT)
United Kingdom
$626K +$622K +30,958 New
SWM
31
Stockman Wealth Management
Montana
$625K +$621K +30,889 New
DCM
32
Delta Capital Management
New Jersey
$573K +$6.03K +300 +1%
OCM
33
Orleans Capital Management
Louisiana
$565K
MCM
34
Mainstay Capital Management
Michigan
$553K +$224K +11,162 +69%
AA
35
Apriem Advisors
California
$543K +$2.79K +139 +0.5%
PAG
36
Private Advisor Group
New Jersey
$506K +$22.8K +1,134 +5%
AWE
37
Avidian Wealth Enterprises
Texas
$500K +$107K +5,339 +28%
AI
38
Atria Investments
North Carolina
$493K -$2.39K -119 -0.5%
Jane Street
39
Jane Street
New York
$473K -$228K -11,353 -33%
RBFC
40
Roman Butler Fullerton & Co
Missouri
$470K +$2.03K +101 +0.4%
NFG
41
Next Financial Group
Texas
$466K +$165K +8,199 +55%
CIAS
42
Capital Investment Advisory Services
North Carolina
$436K -$19.1K -950 -4%
KFP
43
KMG Fiduciary Partners
Ohio
$352K +$350K +17,425 New
RJA
44
Raymond James & Associates
Florida
$335K -$21K -1,046 -6%
PA
45
Parallel Advisors
California
$325K +$114K +5,649 +54%
FWSM
46
First Wilshire Securities Management
California
$319K
TLP
47
Trinity Legacy Partners
Texas
$317K -$14.9K -740 -5%
SWP
48
Stratos Wealth Partners
Ohio
$310K +$8.04K +400 +3%
AWM
49
AE Wealth Management
Kansas
$309K +$14.1K +702 +5%
MML Investors Services
50
MML Investors Services
Massachusetts
$284K +$945 +47 +0.3%

PFXF Hedge Fund Activity: Q4 2019 in Review

101 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q4 2019, worth a combined $90M — up 16% from $77.7M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PFXF positions and 9 closed out — a net gain of 11 holders — while 43 added to existing stakes and 20 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.66M. The largest seller was Wells Fargo, cutting an estimated $737K.

  • 101 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q4 2019, up from 92 in Q3 2019.
  • Funds reported $90M of VanEck Preferred Securities ex Financials ETF stock for Q4 2019, up 16% quarter-over-quarter.
  • 20 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q4 2019 and 9 closed out, a net change of +11 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q4 2019 was LPL Financial, an estimated $2.66M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q4 2019 was Wells Fargo, an estimated $737K sold.

Based on aggregated 13F filings for Q4 2019.