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VanEck Preferred Securities ex Financials ETF

62 hedge funds and large institutions have $60M invested in VanEck Preferred Securities ex Financials ETF in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 28 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 16

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

6% more capital invested

Capital invested by funds: $56.7M → $60M (+$3.24M)

0% more funds holding

Funds holding: 6262 (0)

0.1% less ownership

Funds ownership: 12.39%12.29% (-0.1%)

Holders
62
Holders Change
Holders Change %
0%
% of All Funds
1.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
28
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$454K +$454K +22,595 New
FWSM
27
First Wilshire Securities Management
California
$452K +$211K +10,500 +88%
DCM
28
Delta Capital Management
New Jersey
$444K +$38.2K +1,900 +9%
1SB
29
1ST Source Bank
Indiana
$438K -$19.8K -986 -4%
FMC
30
First Merchants Corp
Indiana
$362K +$363K +18,050 New
SPC
31
Sigma Planning Corp
Michigan
$359K -$24.8K -1,235 -6%
BAS
32
Brown Advisory Securities
Maryland
$323K
IA
33
IFP Advisors
Florida
$321K +$48.4K +2,409 +18%
Stifel Financial
34
Stifel Financial
Missouri
$317K -$24.6K -1,225 -7%
CAN
35
Cetera Advisor Networks
California
$294K +$8.04K +400 +3%
PAG
36
Private Advisor Group
New Jersey
$291K +$295K +14,675 New
Lido Advisors
37
Lido Advisors
California
$279K +$3.12K +155 +1%
KSA
38
Ken Stern & Associates
California
$250K +$8.85K +440 +4%
MML Investors Services
39
MML Investors Services
Massachusetts
$240K +$12.3K +613 +5%
BRWA
40
B. Riley Wealth Advisors
Florida
$231K +$10.1K +500 +5%
RC
41
RegentAtlantic Capital
New Jersey
$214K
WS
42
Wedbush Securities
California
$202K -$4.92K -245 -2%
Envestnet Asset Management
43
Envestnet Asset Management
Illinois
$183K -$525K -26,134 -74%
CPIG
44
Chicago Partners Investment Group
Illinois
$182K +$106K +5,258 +139%
WTB
45
Washington Trust Bank
Washington
$179K
FANJ
46
Financial Architects (New Jersey)
New Jersey
$106K
YWP
47
YorkBridge Wealth Partners
New York
$103K -$11.1K -550 -10%
Citigroup
48
Citigroup
New York
$50K -$132K -6,555 -72%
TWA
49
TCI Wealth Advisors
Arizona
$49K
GWM
50
Geneos Wealth Management
Colorado
$41K

PFXF Hedge Fund Activity: Q3 2017 in Review

62 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q3 2017, worth a combined $60M — up 5.7% from $56.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PFXF positions and 6 closed out — a net gain of 1 holder — while 28 added to existing stakes and 16 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $2.74M. The largest seller was Apriem Advisors, cutting an estimated $4.09M.

  • 62 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $60M of VanEck Preferred Securities ex Financials ETF stock for Q3 2017, up 5.7% quarter-over-quarter.
  • 7 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q3 2017 and 6 closed out, a net change of +1 holder.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q3 2017 was Royal Bank of Canada, an estimated $2.74M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q3 2017 was Apriem Advisors, an estimated $4.09M sold.

Based on aggregated 13F filings for Q3 2017.