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PennyMac Financial

200 hedge funds and large institutions have $2.01B invested in PennyMac Financial in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 60 increasing their positions, 87 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.63% more ownership

Funds ownership: 49.42%53.05% (+3.6%)

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

0% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 29

1% less funds holding

Funds holding: 202200 (-2)

1% less capital invested

Capital invested by funds: $2.03B → $2.01B (-$22.4M)

31% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 87

72% less call options, than puts

Call options by funds: $72.5M | Put options by funds: $261M

Holders
200
Holders Change
-2
Holders Change %
-0.99%
% of All Funds
3.5%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
29
Increased
60
Reduced
87
Closed
29
Calls
$72.5M
Puts
$261M
Net Calls
-$188M
Net Calls Change
-$156M
Name Holding Trade Value Shares
Change
Change in
Stake
P
201
Paradiem
Louisiana
-$3.4M -50,512 Closed
Ameriprise
202
Ameriprise
Minnesota
-$2.25M -36,370 Closed
KWILP
203
Kiwi Wealth Investments Limited Partnership
New Zealand
-$2.2M -35,621 Closed
AU
204
Algebris (UK)
United Kingdom
-$2.14M -34,610 Closed
JG
205
Jefferies Group
New York
-$2.01M -32,634 Closed
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
206
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
-$2.01M -32,600 Closed
SM
207
Sciencast Management
New Jersey
-$1.18M -19,583 Closed
OAM
208
Origin Asset Management
United Kingdom
-$1.05M -17,000 Closed
GC
209
Globeflex Capital
California
-$673K -10,899 Closed
LPL Financial
210
LPL Financial
California
-$527K -8,544 Closed
Nomura Holdings
211
Nomura Holdings
Japan
-$402K -6,500 Closed
AA
212
ALPS Advisors
Colorado
-$322K -5,213 Closed
State of Wisconsin Investment Board
213
State of Wisconsin Investment Board
Wisconsin
-$309K -5,000 Closed
BC
214
Bridgefront Capital
Texas
-$255K -4,137 Closed
Principal Financial Group
215
Principal Financial Group
Iowa
-$252K -4,077 Closed
Sumitomo Mitsui Trust Group
216
Sumitomo Mitsui Trust Group
Japan
-$247K -4,000 Closed
Two Sigma Advisers
217
Two Sigma Advisers
New York
-$247K -4,000 Closed
CANY
218
Caxton Associates (New York)
New York
-$242K -3,924 Closed
OR
219
Olympiad Research
Connecticut
-$212K -3,427 Closed
CWM
220
Cornerstone Wealth Management
Missouri
-$206K -3,345 Closed
FC
221
FORA Capital
Florida
-$188K -3,053 Closed
PHK
222
Point72 Hong Kong
Hong Kong
-$26K -417 Closed
FDCDDQ
223
Federation des caisses Desjardins du Quebec
Quebec, Canada
-$19.4K -315 Closed
DOA
224
D'Orazio & Associates
Virginia
-$19K -300 Closed
WQ
225
Wealth Quarterback
New Jersey
-$9K -145 Closed

PFSI Hedge Fund Activity: Q3 2021 in Review

200 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2021, worth a combined $2.01B — down 1.1% from $2.03B a quarter earlier.

Fund positioning in PFSI was balanced in Q3 2021: 29 funds opened new positions, 29 closed out, 60 added to existing stakes and 87 trimmed.

The largest buyer was K2 Principal Fund, adding an estimated $40.7M. The largest seller was Basswood Capital Management, cutting an estimated $34.5M.

  • 200 institutional investors held PennyMac Financial (PFSI) as of Q3 2021, down from 202 in Q2 2021.
  • Funds reported $2.01B of PennyMac Financial stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 29 funds opened new PennyMac Financial positions in Q3 2021 and 29 closed out, a net change of 0 holders.
  • The largest PennyMac Financial buyer in Q3 2021 was K2 Principal Fund, an estimated $40.7M added.
  • The largest PennyMac Financial seller in Q3 2021 was Basswood Capital Management, an estimated $34.5M sold.

Based on aggregated 13F filings for Q3 2021.