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PennyMac Financial

231 hedge funds and large institutions have $2.27B invested in PennyMac Financial in 2021 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 71 increasing their positions, 93 reducing their positions, and 57 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more call options, than puts

Call options by funds: $118M | Put options by funds: $53.7M

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

1.7% less ownership

Funds ownership: 50.81%49.11% (-1.7%)

5% less funds holding

Funds holding: 242231 (-11)

6% less capital invested

Capital invested by funds: $2.41B → $2.27B (-$144M)

18% less first-time investments, than exits

New positions opened: 47 | Existing positions closed: 57

24% less repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 93

Holders
231
Holders Change
-11
Holders Change %
-4.55%
% of All Funds
4.06%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
47
Increased
71
Reduced
93
Closed
57
Calls
$118M
Puts
$53.7M
Net Calls
+$64.6M
Net Calls Change
-$28.9M
Name Holding Trade Value Shares
Change
Change in
Stake
CMBA
201
C.M. Bidwell & Associates
Hawaii
$69K -$257K -4,145 -80%
CI Investments Inc
202
CI Investments Inc
Ontario, Canada
$68K -$13.8K -222 -18%
HFM
203
Harvest Fund Management
China
$45K -$118K -1,897 -73%
US Bancorp
204
US Bancorp
Minnesota
$42K -$43.9K -707 -53%
QCG
205
Quadrant Capital Group
Ohio
$31K
PFBT
206
Parkside Financial Bank & Trust
Missouri
$31K +$13.7K +221 +92%
NSB
207
Norway Savings Bank
Maine
$22K
FDCDDQ
208
Federation des caisses Desjardins du Quebec
Quebec, Canada
$21.1K +$19.5K +315 New
AIC
209
Ameritas Investment Company
Nebraska
$20.6K +$19.1K +308 New
APA
210
American Portfolios Advisors
New York
$20.1K +$18.6K +300 New
PNC Financial Services Group
211
PNC Financial Services Group
Pennsylvania
$20K
PP
212
Pacifica Partners
Canada
$16K
TWA
213
TCI Wealth Advisors
Arizona
$11K +$5.15K +83 +111%
SFS
214
Sowell Financial Services
Arkansas
$10K +$5.83K +94 +118%
VCM
215
Versant Capital Management
Arizona
$9K
HWM
216
HighMark Wealth Management
Minnesota
$7K
WB
217
Webster Bank
Connecticut
$7K
CFGS
218
Concourse Financial Group Securities
Alabama
$7K +$1.36K +22 +26%
EP
219
Eudaimonia Partners
Tennessee
$7K +$6.2K +100 New
TFM
220
TFC Financial Management
Massachusetts
$6K
RF
221
Robbins Farley
New Hampshire
$6K +$6.2K +100 New
Barclays
222
Barclays
United Kingdom
$5K -$2.91M -46,905 -100%
FHA
223
First Horizon Advisors
Tennessee
$5K +$4.34K +70 +318%
OIA
224
Optimum Investment Advisors
Illinois
$4K
S
225
SignatureFD
Georgia
$4K +$3.72K +60 New

PFSI Hedge Fund Activity: Q1 2021 in Review

231 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q1 2021, worth a combined $2.27B — down 6% from $2.41B a quarter earlier.

Sellers outnumbered buyers: 57 funds closed out of PFSI and 47 opened new positions — a net loss of 10 holders — while 93 trimmed existing stakes and 71 added.

The largest buyer was MFN Partners, opening a new position worth an estimated $93.6M. The largest seller was Dimensional Fund Advisors, cutting an estimated $69.6M.

  • 231 institutional investors held PennyMac Financial (PFSI) as of Q1 2021, down from 242 in Q4 2020.
  • Funds reported $2.27B of PennyMac Financial stock for Q1 2021, down 6% quarter-over-quarter.
  • 47 funds opened new PennyMac Financial positions in Q1 2021 and 57 closed out, a net change of -10 holders.
  • The largest PennyMac Financial buyer in Q1 2021 was MFN Partners, an estimated $93.6M added.
  • The largest PennyMac Financial seller in Q1 2021 was Dimensional Fund Advisors, an estimated $69.6M sold.

Based on aggregated 13F filings for Q1 2021.