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PennyMac Financial

242 hedge funds and large institutions have $2.41B invested in PennyMac Financial in 2020 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 81 increasing their positions, 82 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more call options, than puts

Call options by funds: $160M | Put options by funds: $67M

54% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 39

10% more capital invested

Capital invested by funds: $2.2B → $2.41B (+$217M)

9% more funds holding

Funds holding: 223242 (+19)

1% less repeat investments, than reductions

Existing positions increased: 81 | Existing positions reduced: 82

1.64% less ownership

Funds ownership: 52.45%50.81% (-1.6%)

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
242
Holders Change
+19
Holders Change %
+8.52%
% of All Funds
4.28%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.14%
New
60
Increased
81
Reduced
82
Closed
39
Calls
$160M
Puts
$67M
Net Calls
+$93.5M
Net Calls Change
-$30.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Verition Fund Management
201
Verition Fund Management
Connecticut
$237K +$215K +3,617 New
MSL
202
Mackay Shields LLC
New York
$223K -$488K -8,200 -71%
HSBC Holdings
203
HSBC Holdings
United Kingdom
$221K +$202K +3,392 New
CWM
204
Cornerstone Wealth Management
Missouri
$217K +$196K +3,300 New
SAM
205
Shell Asset Management
Netherlands
$216K +$195K +3,286 New
FAIM
206
Financial Advocates Investment Management
Washington
$212K +$192K +3,227 New
SM
207
Sciencast Management
New Jersey
$211K +$212K +3,563 New
TRCT
208
Tower Research Capital (TRC)
New York
$207K -$2.76M -46,362 -94%
DAS
209
Dynamic Advisor Solutions
Arizona
$207K +$187K +3,149 New
BC
210
Bridgefront Capital
Texas
$207K +$188K +3,158 New
HFM
211
Harvest Fund Management
China
$169K
PGAM
212
Princeton Global Asset Management
New Jersey
$131K +$59.5K +1,000 +100%
FFG
213
Fortem Financial Group
California
$94K +$85K +1,429 New
WAM
214
Wolverine Asset Management
Illinois
$93K +$84.8K +1,425 New
US Bancorp
215
US Bancorp
Minnesota
$88K +$11.6K +195 +17%
PWM
216
Perigon Wealth Management
California
$86K +$77.9K +1,310 New
CI Investments Inc
217
CI Investments Inc
Ontario, Canada
$81K +$73.8K +1,240 New
Nisa Investment Advisors
218
Nisa Investment Advisors
Missouri
$66K +$5.95K +100 +11%
IA
219
IFP Advisors
Florida
$66K +$24.2K +407 +68%
DSC
220
Duncker Streett & Co
Missouri
$39K
CAM
221
CenterStar Asset Management
Illinois
$32K
QCG
222
Quadrant Capital Group
Ohio
$30K +$27.4K +460 New
NSB
223
Norway Savings Bank
Maine
$21K
PNC Financial Services Group
224
PNC Financial Services Group
Pennsylvania
$20K +$11.9K +200 +200%
IA
225
Inspire Advisors
Idaho
$20K +$17.8K +300 New

PFSI Hedge Fund Activity: Q4 2020 in Review

242 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2020, worth a combined $2.41B — up 9.9% from $2.2B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFSI positions and 39 closed out — a net gain of 21 holders — while 81 added to existing stakes and 82 trimmed.

The largest buyer was BlackRock, adding an estimated $48.9M. The largest seller was T. Rowe Price Associates, cutting an estimated $68.1M.

  • 242 institutional investors held PennyMac Financial (PFSI) as of Q4 2020, up from 223 in Q3 2020.
  • Funds reported $2.41B of PennyMac Financial stock for Q4 2020, up 9.9% quarter-over-quarter.
  • 60 funds opened new PennyMac Financial positions in Q4 2020 and 39 closed out, a net change of +21 holders.
  • The largest PennyMac Financial buyer in Q4 2020 was BlackRock, an estimated $48.9M added.
  • The largest PennyMac Financial seller in Q4 2020 was T. Rowe Price Associates, an estimated $68.1M sold.

Based on aggregated 13F filings for Q4 2020.