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PennyMac Financial

204 hedge funds and large institutions have $2.12B invested in PennyMac Financial in 2021 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 52 increasing their positions, 90 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 31

5% more capital invested

Capital invested by funds: $2.01B → $2.12B (+$103M)

2% more funds holding

Funds holding: 200204 (+4)

1.63% less ownership

Funds ownership: 53.05%51.42% (-1.6%)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

42% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 90

63% less call options, than puts

Call options by funds: $119M | Put options by funds: $324M

Holders
204
Holders Change
+4
Holders Change %
+2%
% of All Funds
3.14%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.11%
New
37
Increased
52
Reduced
90
Closed
31
Calls
$119M
Puts
$324M
Net Calls
-$204M
Net Calls Change
-$16.2M
Name Holding Trade Value Shares
Change
Change in
Stake
PFBT
176
Parkside Financial Bank & Trust
Missouri
$30K -$2.71K -41 -9%
CMF
177
Counterpoint Mutual Funds
California
$26K +$2.9K +44 +13%
NSB
178
Norway Savings Bank
Maine
$23K
DFCM
179
Dark Forest Capital Management
Puerto Rico
$16K -$1.06K -16 -6%
TWA
180
TCI Wealth Advisors
Arizona
$16K +$1.25K +19 +9%
PNC Financial Services Group
181
PNC Financial Services Group
Pennsylvania
$14K
HFM
182
Harvest Fund Management
China
$11K
HWM
183
HighMark Wealth Management
Minnesota
$7K
WB
184
Webster Bank
Connecticut
$7K
TFM
185
TFC Financial Management
Massachusetts
$6K
Barclays
186
Barclays
United Kingdom
$5K
PFGIA
187
Patriot Financial Group Insurance Agency
Massachusetts
$5K +$3.04K +46 +209%
TFS
188
TrustCore Financial Services
Tennessee
$5K +$4.82K +73 New
OIA
189
Optimum Investment Advisors
Illinois
$4K
LF
190
Lee Financial
Texas
$3K
National Bank of Canada
191
National Bank of Canada
Quebec, Canada
$3K +$3.3K +50 New
FHA
192
First Horizon Advisors
Tennessee
$2K -$924 -14 -33%
MCM
193
Manchester Capital Management
Vermont
$2K -$528 -8 -26%
HI
194
Harbour Investments
Wisconsin
$2K
Manulife (Manufacturers Life Insurance)
195
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.09K -$57.5K -871 -5%
S
196
SignatureFD
Georgia
$1K -$198 -3 -19%
BIA
197
Bell Investment Advisors
California
$1K
PCG
198
Private Capital Group
Connecticut
$1K +$198 +3 +20%
PA
199
Parallel Advisors
California
$1K +$528 +8 New
C
200
Covestor
United Kingdom
$1K +$726 +11 New

PFSI Hedge Fund Activity: Q4 2021 in Review

204 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2021, worth a combined $2.12B — up 5.1% from $2.01B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PFSI positions and 31 closed out — a net gain of 6 holders — while 52 added to existing stakes and 90 trimmed.

The largest buyer was MFN Partners, adding an estimated $29.3M. The largest seller was Basswood Capital Management, cutting an estimated $49.7M.

  • 204 institutional investors held PennyMac Financial (PFSI) as of Q4 2021, up from 200 in Q3 2021.
  • Funds reported $2.12B of PennyMac Financial stock for Q4 2021, up 5.1% quarter-over-quarter.
  • 37 funds opened new PennyMac Financial positions in Q4 2021 and 31 closed out, a net change of +6 holders.
  • The largest PennyMac Financial buyer in Q4 2021 was MFN Partners, an estimated $29.3M added.
  • The largest PennyMac Financial seller in Q4 2021 was Basswood Capital Management, an estimated $49.7M sold.

Based on aggregated 13F filings for Q4 2021.