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PennyMac Financial

200 hedge funds and large institutions have $2.01B invested in PennyMac Financial in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 60 increasing their positions, 87 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.63% more ownership

Funds ownership: 49.42%53.05% (+3.6%)

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

0% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 29

1% less funds holding

Funds holding: 202200 (-2)

1% less capital invested

Capital invested by funds: $2.03B → $2.01B (-$22.4M)

31% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 87

72% less call options, than puts

Call options by funds: $72.5M | Put options by funds: $261M

Holders
200
Holders Change
-2
Holders Change %
-0.99%
% of All Funds
3.5%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
29
Increased
60
Reduced
87
Closed
29
Calls
$72.5M
Puts
$261M
Net Calls
-$188M
Net Calls Change
-$156M
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
176
US Bancorp
Minnesota
$40K
PFBT
177
Parkside Financial Bank & Trust
Missouri
$28K +$508 +8 +2%
NSB
178
Norway Savings Bank
Maine
$20K
CMF
179
Counterpoint Mutual Funds
California
$20K +$8K +126 +61%
DFCM
180
Dark Forest Capital Management
Puerto Rico
$15K -$840K -13,235 -98%
TWA
181
TCI Wealth Advisors
Arizona
$13K +$2.86K +45 +27%
PNC Financial Services Group
182
PNC Financial Services Group
Pennsylvania
$12K
HFM
183
Harvest Fund Management
China
$10K
HWM
184
HighMark Wealth Management
Minnesota
$6K
WB
185
Webster Bank
Connecticut
$6K
Barclays
186
Barclays
United Kingdom
$5K -$50.1K -789 -91%
TFM
187
TFC Financial Management
Massachusetts
$5K
CFA
188
Cahill Financial Advisors
Minnesota
$5K +$5.27K +83 New
Parallax Volatility Advisers
189
Parallax Volatility Advisers
California
$4K -$508 -8 -12%
OIA
190
Optimum Investment Advisors
Illinois
$4K
Rockefeller Capital Management
191
Rockefeller Capital Management
New York
$4K +$4.76K +75 New
LF
192
Lee Financial
Texas
$3K
FHA
193
First Horizon Advisors
Tennessee
$2K
HI
194
Harbour Investments
Wisconsin
$2K
MCM
195
Manchester Capital Management
Vermont
$2K +$1.97K +31 New
PCG
196
Private Capital Group
Connecticut
$1K
PFGIA
197
Patriot Financial Group Insurance Agency
Massachusetts
$1K +$825 +13 +144%
S
198
SignatureFD
Georgia
$1K +$1.02K +16 New
CI
199
Cordant Inc
Oregon
$1K +$1.27K +20 New
BGIM
200
Brandywine Global Investment Management
Pennsylvania
-$12.5M -202,590 Closed

PFSI Hedge Fund Activity: Q3 2021 in Review

200 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2021, worth a combined $2.01B — down 1.1% from $2.03B a quarter earlier.

Fund positioning in PFSI was balanced in Q3 2021: 29 funds opened new positions, 29 closed out, 60 added to existing stakes and 87 trimmed.

The largest buyer was K2 Principal Fund, adding an estimated $40.7M. The largest seller was Basswood Capital Management, cutting an estimated $34.5M.

  • 200 institutional investors held PennyMac Financial (PFSI) as of Q3 2021, down from 202 in Q2 2021.
  • Funds reported $2.01B of PennyMac Financial stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 29 funds opened new PennyMac Financial positions in Q3 2021 and 29 closed out, a net change of 0 holders.
  • The largest PennyMac Financial buyer in Q3 2021 was K2 Principal Fund, an estimated $40.7M added.
  • The largest PennyMac Financial seller in Q3 2021 was Basswood Capital Management, an estimated $34.5M sold.

Based on aggregated 13F filings for Q3 2021.