We are live on ! Find out more
PFSI icon

PennyMac Financial

231 hedge funds and large institutions have $2.27B invested in PennyMac Financial in 2021 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 71 increasing their positions, 93 reducing their positions, and 57 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more call options, than puts

Call options by funds: $118M | Put options by funds: $53.7M

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

1.7% less ownership

Funds ownership: 50.81%49.11% (-1.7%)

5% less funds holding

Funds holding: 242231 (-11)

6% less capital invested

Capital invested by funds: $2.41B → $2.27B (-$144M)

18% less first-time investments, than exits

New positions opened: 47 | Existing positions closed: 57

24% less repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 93

Holders
231
Holders Change
-11
Holders Change %
-4.55%
% of All Funds
4.06%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
47
Increased
71
Reduced
93
Closed
57
Calls
$118M
Puts
$53.7M
Net Calls
+$64.6M
Net Calls Change
-$28.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
176
Principal Financial Group
Iowa
$326K +$71.5K +1,152 +31%
LSV Asset Management
177
LSV Asset Management
Illinois
$324K +$301K +4,854 New
ECM
178
ExodusPoint Capital Management
New York
$323K -$1.43M -23,001 -83%
Federated Hermes
179
Federated Hermes
Pennsylvania
$321K -$4.81M -77,566 -94%
VI
180
Versor Investments
New York
$318K +$295K +4,761 New
PAMU
181
Pictet Asset Management (UK)
United Kingdom
$303K -$43.4K -700 -13%
Sumitomo Mitsui Trust Group
182
Sumitomo Mitsui Trust Group
Japan
$267K +$248K +4,000 New
Canada Life
183
Canada Life
Manitoba, Canada
$263K -$31.9K -515 -12%
TRCT
184
Tower Research Capital (TRC)
New York
$256K +$42.1K +678 +22%
DT
185
Diversified Trust
Tennessee
$250K -$23.9K -385 -9%
OR
186
Olympiad Research
Connecticut
$250K +$232K +3,737 New
AB
187
Amalgamated Bank
New York
$245K -$22.7K -366 -9%
CAPTRUST Financial Advisors
188
CAPTRUST Financial Advisors
North Carolina
$240K +$222K +3,586 New
AIP
189
Ameritas Investment Partners
Nebraska
$226K -$14.6K -235 -6%
YIH
190
Y-Intercept (HK)
Hong Kong
$224K +$207K +3,342 New
CWM
191
Cornerstone Wealth Management
Missouri
$223K +$2.61K +42 +1%
SAM
192
Shell Asset Management
Netherlands
$220K
RWA
193
Redhawk Wealth Advisors
Minnesota
$220K +$204K +3,284 New
IA
194
IFP Advisors
Florida
$212K +$135K +2,170 +216%
OAM
195
Oberweis Asset Management
Illinois
$207K +$192K +3,100 New
Parallax Volatility Advisers
196
Parallax Volatility Advisers
California
$155K -$1.02M -16,395 -88%
Macquarie Group
197
Macquarie Group
Australia
$155K -$297K -4,780 -67%
Toronto Dominion Bank
198
Toronto Dominion Bank
Ontario, Canada
$113K -$124K -1,994 -54%
PHK
199
Point72 Hong Kong
Hong Kong
$83K +$76.9K +1,239 New
Bank of Montreal
200
Bank of Montreal
Ontario, Canada
$70K -$335K -5,393 -82%

PFSI Hedge Fund Activity: Q1 2021 in Review

231 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q1 2021, worth a combined $2.27B — down 6% from $2.41B a quarter earlier.

Sellers outnumbered buyers: 57 funds closed out of PFSI and 47 opened new positions — a net loss of 10 holders — while 93 trimmed existing stakes and 71 added.

The largest buyer was MFN Partners, opening a new position worth an estimated $93.6M. The largest seller was Dimensional Fund Advisors, cutting an estimated $69.6M.

  • 231 institutional investors held PennyMac Financial (PFSI) as of Q1 2021, down from 242 in Q4 2020.
  • Funds reported $2.27B of PennyMac Financial stock for Q1 2021, down 6% quarter-over-quarter.
  • 47 funds opened new PennyMac Financial positions in Q1 2021 and 57 closed out, a net change of -10 holders.
  • The largest PennyMac Financial buyer in Q1 2021 was MFN Partners, an estimated $93.6M added.
  • The largest PennyMac Financial seller in Q1 2021 was Dimensional Fund Advisors, an estimated $69.6M sold.

Based on aggregated 13F filings for Q1 2021.