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PennyMac Financial

204 hedge funds and large institutions have $2.12B invested in PennyMac Financial in 2021 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 52 increasing their positions, 90 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 31

5% more capital invested

Capital invested by funds: $2.01B → $2.12B (+$103M)

2% more funds holding

Funds holding: 200204 (+4)

1.63% less ownership

Funds ownership: 53.05%51.42% (-1.6%)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

42% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 90

63% less call options, than puts

Call options by funds: $119M | Put options by funds: $324M

Holders
204
Holders Change
+4
Holders Change %
+2%
% of All Funds
3.14%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.11%
New
37
Increased
52
Reduced
90
Closed
31
Calls
$119M
Puts
$324M
Net Calls
-$204M
Net Calls Change
-$16.2M
Name Holding Trade Value Shares
Change
Change in
Stake
EH
151
EMG Holdings
Connecticut
$249K -$10.5M -159,706 -98%
DU
152
Delphia (USA)
Ontario, Canada
$245K +$232K +3,513 New
Neuberger Berman Group
153
Neuberger Berman Group
New York
$239K -$424K -6,418 -65%
PAMS
154
Pictet Asset Management (Switzerland)
Switzerland
$239K
NA
155
Navellier & Associates
Nevada
$230K -$65.7K -996 -23%
CCP
156
Corient Capital Partners
California
$229K -$240K -3,638 -53%
SOW
157
State of Wyoming
Wyoming
$217K -$39.4K -597 -16%
APA
158
American Portfolios Advisors
New York
$213K
IA
159
IFP Advisors
Florida
$200K +$28.9K +438 +18%
Canada Life
160
Canada Life
Manitoba, Canada
$185K -$37.4K -567 -18%
AIP
161
Ameritas Investment Partners
Nebraska
$176K
CAPTRUST Financial Advisors
162
CAPTRUST Financial Advisors
North Carolina
$175K +$1.06K +16 +0.6%
Canada Pension Plan Investment Board
163
Canada Pension Plan Investment Board
Ontario, Canada
$171K +$5.74K +87 +4%
Macquarie Group
164
Macquarie Group
Australia
$169K -$46.3K -701 -22%
Robeco Institutional Asset Management
165
Robeco Institutional Asset Management
Netherlands
$164K +$155K +2,350 New
MC
166
Maverick Capital
Texas
$133K -$362K -5,492 -74%
Ensign Peak Advisors
167
Ensign Peak Advisors
Utah
$120K +$114K +1,720 New
WAM
168
Wolverine Asset Management
Illinois
$82K
CAM
169
CenterStar Asset Management
Illinois
$65K
PHK
170
Point72 Hong Kong
Hong Kong
$58K +$54.7K +829 New
WAM
171
WFA Asset Management
Wisconsin
$53.5K +$50.5K +766 New
US Bancorp
172
US Bancorp
Minnesota
$46K +$66 +1 +0.2%
ACM
173
Aquatic Capital Management
Illinois
$42K +$39.6K +600 New
SFM
174
Signet Financial Management
New Jersey
$39K +$37.2K +564 New
TRCT
175
Tower Research Capital (TRC)
New York
$31K -$115K -1,742 -80%

PFSI Hedge Fund Activity: Q4 2021 in Review

204 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2021, worth a combined $2.12B — up 5.1% from $2.01B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PFSI positions and 31 closed out — a net gain of 6 holders — while 52 added to existing stakes and 90 trimmed.

The largest buyer was MFN Partners, adding an estimated $29.3M. The largest seller was Basswood Capital Management, cutting an estimated $49.7M.

  • 204 institutional investors held PennyMac Financial (PFSI) as of Q4 2021, up from 200 in Q3 2021.
  • Funds reported $2.12B of PennyMac Financial stock for Q4 2021, up 5.1% quarter-over-quarter.
  • 37 funds opened new PennyMac Financial positions in Q4 2021 and 31 closed out, a net change of +6 holders.
  • The largest PennyMac Financial buyer in Q4 2021 was MFN Partners, an estimated $29.3M added.
  • The largest PennyMac Financial seller in Q4 2021 was Basswood Capital Management, an estimated $49.7M sold.

Based on aggregated 13F filings for Q4 2021.