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PennyMac Financial

200 hedge funds and large institutions have $2.01B invested in PennyMac Financial in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 60 increasing their positions, 87 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.63% more ownership

Funds ownership: 49.42%53.05% (+3.6%)

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

0% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 29

1% less funds holding

Funds holding: 202200 (-2)

1% less capital invested

Capital invested by funds: $2.03B → $2.01B (-$22.4M)

31% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 87

72% less call options, than puts

Call options by funds: $72.5M | Put options by funds: $261M

Holders
200
Holders Change
-2
Holders Change %
-0.99%
% of All Funds
3.5%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
29
Increased
60
Reduced
87
Closed
29
Calls
$72.5M
Puts
$261M
Net Calls
-$188M
Net Calls Change
-$156M
Name Holding Trade Value Shares
Change
Change in
Stake
TPM
151
Triasima Portfolio Management
Quebec, Canada
$283K
AG
152
Algert Global
California
$275K +$285K +4,491 New
AB
153
Amalgamated Bank
New York
$264K -$40.5K -638 -13%
NA
154
Navellier & Associates
Nevada
$263K -$3.52M -55,502 -93%
ProShare Advisors
155
ProShare Advisors
Maryland
$257K -$315K -4,957 -54%
HSBC Holdings
156
HSBC Holdings
United Kingdom
$252K -$52.9K -833 -17%
TSS
157
Two Sigma Securities
New York
$246K +$256K +4,025 New
HIIFS
158
Harel Insurance Investments & Financial Services
Israel
$245K
QC
159
Quadrature Capital
United Kingdom
$241K -$322K -5,071 -56%
SOW
160
State of Wyoming
Wyoming
$227K -$89.2K -1,405 -27%
Verition Fund Management
161
Verition Fund Management
Connecticut
$220K +$228K +3,591 New
PAMS
162
Pictet Asset Management (Switzerland)
Switzerland
$210K +$218K +3,429 New
Canada Life
163
Canada Life
Manitoba, Canada
$199K -$21.7K -342 -10%
Macquarie Group
164
Macquarie Group
Australia
$191K
APA
165
American Portfolios Advisors
New York
$186K -$9.53K -150 -5%
Osaic Holdings
166
Osaic Holdings
Arizona
$175K -$134K -2,110 -42%
AIP
167
Ameritas Investment Partners
Nebraska
$154K -$16K -252 -9%
CAPTRUST Financial Advisors
168
CAPTRUST Financial Advisors
North Carolina
$152K -$5.78K -91 -4%
IA
169
IFP Advisors
Florida
$149K -$23.6K -372 -13%
Canada Pension Plan Investment Board
170
Canada Pension Plan Investment Board
Ontario, Canada
$144K +$99.9K +1,574 +201%
TRCT
171
Tower Research Capital (TRC)
New York
$134K -$88.3K -1,390 -39%
CI Investments Inc
172
CI Investments Inc
Ontario, Canada
$101K -$190 -3 -0.2%
Toronto Dominion Bank
173
Toronto Dominion Bank
Ontario, Canada
$101K +$5.4K +85 +5%
WAM
174
Wolverine Asset Management
Illinois
$72K +$75.1K +1,183 New
Acadian Asset Management
175
Acadian Asset Management
Massachusetts
$48K -$3.32M -52,299 -99%

PFSI Hedge Fund Activity: Q3 2021 in Review

200 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2021, worth a combined $2.01B — down 1.1% from $2.03B a quarter earlier.

Fund positioning in PFSI was balanced in Q3 2021: 29 funds opened new positions, 29 closed out, 60 added to existing stakes and 87 trimmed.

The largest buyer was K2 Principal Fund, adding an estimated $40.7M. The largest seller was Basswood Capital Management, cutting an estimated $34.5M.

  • 200 institutional investors held PennyMac Financial (PFSI) as of Q3 2021, down from 202 in Q2 2021.
  • Funds reported $2.01B of PennyMac Financial stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 29 funds opened new PennyMac Financial positions in Q3 2021 and 29 closed out, a net change of 0 holders.
  • The largest PennyMac Financial buyer in Q3 2021 was K2 Principal Fund, an estimated $40.7M added.
  • The largest PennyMac Financial seller in Q3 2021 was Basswood Capital Management, an estimated $34.5M sold.

Based on aggregated 13F filings for Q3 2021.